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10 Apr 2015, 9:17 pm
So, CFPB-regulated entities, which include non-banks as well as depository institutions, are going to be asking all of their service providers about the policies and procedures they have in place to protect the non-public information (NPI) they collect from consumers. [read post]
30 Apr 2011, 1:49 pm
wave of standardized insurance policies.Many commentators have worried that consumer protection has been a neglected goal of bank and insurance regulators, whose prima [read post]
18 Mar 2013, 5:00 am
First, it increased the threshold so that it is triggered if the company has either (1) 2,000 or more persons or (2) 500 or more persons who are not accredited investors (except for a bank holding company, for which the threshold is a straight 2,000). [read post]
19 Mar 2020, 4:00 am
Despite the sophistication of some of the attacks, a significant number seem to succeed because of sloppy conduct by the victims: failure to change default passwords, failure to patch software, inattention to the kinds of devices connected to important data banks, and persistence in clicking on dangerous links or attaching insecure hardware. [read post]
22 Mar 2010, 1:22 am
Law professor Frank Partnoy, the director of the school's Center for Corporate and Securities Law, said he anticipated that Lerach's criminal past would come up in discussion at the event. [read post]
5 Feb 2015, 3:45 pm
§1514A] Protects employees of certain companies who report alleged mail, wire, bank or securities fraud; violations of the SEC rules and regulations; or violation of federal laws related to fraud against shareholders. [read post]
16 Jan 2023, 4:27 am
Last year, my co-blogger Frank McRoberts offered a construction of the Business Corporation Law that gave creditors and potential creditors an alternative: a path to insert themselves (and their claims) into a contested dissolution proceeding. [read post]
25 Mar 2008, 6:02 pm
If you get caught, it’s a night in the slammer and a couple hundred bucks out of your multimillion dollar bank account. [read post]
3 Aug 2023, 11:22 am
August 2019 – 30 retired investors reportedly sued FSC Securities over allegations that registered advisors Craig Accardo & Frank Briseno III, in Metairie, Louisiana. [read post]
6 Aug 2024, 5:11 am
At least four Palestinians were killed and seven others injured by Israeli fire in the occupied West Bank today, according to the Palestinian health ministry. [read post]
8 Sep 2024, 6:00 am
Matthew McGrath & Devin Frank, Propositions, The Stanford Encyclopedia of Philosophy (2018). [read post]
7 Aug 2020, 3:00 am
Increasingly, they are expressing concern the military contractors, Wall Street banks, and other major corporations that paid members of the former vice president’s inner circle while they were out of government could hold disproportionate power in a Biden administration. [read post]
20 Aug 2012, 1:37 am
They are right in so far that the Executive Branch has become, with the passage of the Administrative Procedure Act and sweeping acts of legislation such as Dodd-Frank and now the Patient Protection and Affordable Care Act, the most powerful branch of government. [read post]
20 Nov 2010, 3:53 am
I couldn’t find the penalty for noncompliance with the new rule anywhere in the 180-page document, so I called Julie Greenfield, who is both a close friend of mine, and a highly experienced mortgage banking compliance attorney who now represents homeowners seeking modification of loans. [read post]
18 Apr 2019, 8:15 am
Specially Designated Nationals And Blocked Persons List (SDN) Human Readable Lists As part of its enforcement efforts, OFAC publishes a list of individuals and companies owned or controlled by, or acting for or on behalf of, targeted countries. [read post]
23 Feb 2016, 7:36 am
The presentations covered an array of topics, but common themes included the Commission’s ongoing effort to carry out the rulemaking agenda set forth in the Dodd-Frank Wall Street Reform and Consumer Protection Act, its increasing focus on cyber issues including its use of new technology to surveil and root out harmful practices in the modern and increasingly-complex market, and its continued focus on the conduct of gatekeepers. [read post]
13 Jun 2016, 1:00 pm
All lenders, including banks and credit unions, would be subject to the rule; the rule’s application is not limited to non-depository lenders. [read post]
1 May 2012, 7:15 am
Frank Herbert’s Dune had similarly sixties social mores, but its vision of an intergalactic world of disciplined desert jihadis and a great game for the substance that made all long-distance transit possible is even more relevant now. [read post]
7 Nov 2023, 10:40 am
In order to promote competition in digital markets,[1] Latin American countries should not copy and paste “solutions” from other jurisdictions, but rather design their own set of policies. [read post]
13 Jan 2021, 7:21 am
The agency was charged with ensuring Fannie and Freddie, as well as the Office of Finance Federal Home Loan Bank System and the various Federal Home Loan Banks, operate in a “safe and sound manner” and foster “liquid, efficient, competitive, and resilient national housing finance markets. [read post]
