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20 Oct 2008, 2:09 pm
Investment products, such as mutual funds, and products offered by institutions not regulated by the Australian Prudential Regulation Authority (“APRA”) will not be covered.The FCS Bill allows the APRA to administer a Policyholder Compensation Facility (“PCF”). [read post]
18 Sep 2014, 11:00 pm
Mutual mistake of fact; 2. [read post]
2 Jan 2015, 1:45 pm
Compared to traditional investments, such as stocks, bonds and mutual funds, REITS are considerably more complex and involve a high degree of risk. [read post]
21 Mar 2018, 10:10 am
As of February 2018, the FATF and FATF-style regional bodies have conducted mutual evaluations of 44 jurisdictions. [read post]
18 Sep 2014, 11:00 pm
Mutual mistake of fact; 2. [read post]
23 Aug 2012, 9:30 am
Lastly, any new type of account such as opening a savings account or a mutual fund should be included in your plans. [read post]
22 Dec 2009, 11:28 am
The judge agreed with Elliott and denied the divorce on grounds of adultery, but granted it on the basis of one year mutual and voluntary separation with the intent of ending the marriage. [read post]
31 Jan 2014, 6:29 pm
The law should value the communities that offer mutual support to low-income people in much the same way as it does common interest communities. [read post]
27 Apr 2016, 3:11 pm
The high sales commission brokers earn for selling such products may provide some brokers with enough incentive to push the product to unsuspecting investors. [read post]
22 May 2015, 7:33 pm
Unfortunately, in many cases, the high sales commission may provide some brokers with enough incentive to make unsuitable investment recommendations. [read post]
1 Jan 2017, 4:00 am
Moreover, the plaintiffs stated in their petitions they were not provided with documents as described in the selling documents. [read post]
25 Apr 2016, 5:20 pm
The high sales commission brokers earn for selling such products may provide some brokers with enough incentive to push the product to unsuspecting investors. [read post]
14 Jul 2011, 9:23 am
Exchange of information on ATFM-related issues of mutual interest to both parties. [read post]
27 Apr 2010, 3:26 pm
Nor will it be institutional investors (such as pension or mutual funds). [read post]
8 Jan 2009, 4:15 am
Design your own Solution A neutral third party assists the parties in reaching a voluntary, mutually beneficial resolution. [read post]
2 Dec 2010, 11:27 am
Government is conducting an ongoing criminal investigation of analysts and consultants who provide similar “expert network” services to hedge funds and mutual funds looking for a trading edge. [read post]
16 Nov 2016, 7:02 am
The LOI in question provided that parties “shall negotiate to arrive at mutually acceptable Definitive Agreements” regarding a potential joint venture and loan, and further allowed for either party to withdraw from the negotiations at any time. [read post]
15 Sep 2017, 1:50 pm
If there was a fight, did the combatants mutually agree to the fight? [read post]
26 May 2015, 12:06 pm
Unfortunately, in many cases, the high sales commission may provide some brokers with enough incentive to make unsuitable investment recommendations. [read post]
3 May 2010, 6:12 am
The National Association of Mutual Insurance Companies (NAMIC) and the Reinsurance Association of America (RAA) have been critical of the Act, while the Independent Insurance Agents and Brokers of America (IIABA) has expressed its support.We will continue to monitor the progress of the Act and provide updates at InsureReinsure.com.Click here for a copy of the Act. [read post]
