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13 Nov 2018, 9:19 am by Renae Lloyd
Free Consultation with a Securities Attorney This information is publicly available on FINRA’s website and provided to you by The White Law Group. [read post]
13 Nov 2018, 9:19 am by Renae Lloyd
Free Consultation with a Securities Attorney This information is publicly available on FINRA’s website and provided to you by The White Law Group. [read post]
13 Nov 2018, 9:13 am by Grace Yang
This generally means the post-employment non-compete compensation agreed to in the employment contract or in the non-compete agreement will prevail because the parties are free to agree on this amount by a mutual agreement. [read post]
13 Nov 2018, 7:54 am by John Jascob
This proposed framework would also permit layered disclosure about the underlying mutual funds in contracts. [read post]
12 Nov 2018, 7:39 am by Rebecca Tushnet
 After the direct contractual relationship ended, the two companies continued to provide their services to mutual customers. [read post]
12 Nov 2018, 7:23 am by John Jascob
Examiners will also review how portfolios are managed in comparison with disclosures describing strategy and the adequacy of disclosures made to the fund boards regarding index providers, as well as efforts to address conflicts of interest between index providers and advisers. [read post]
12 Nov 2018, 3:00 am by Biglaw Investor
As index fund providers kept lowering fees, it was a race to the bottom and now the no-fee fund is here. [read post]
12 Nov 2018, 3:00 am by Biglaw Investor
As index fund providers kept lowering fees, it was a race to the bottom and now the no-fee fund is here. [read post]
9 Nov 2018, 7:07 am by Wachler & Associates, P.C.
SCF uses a facilitator to help the appellant and CMS find a mutually agreeable resolution. [read post]
7 Nov 2018, 4:24 pm by Richard Burt
The law provides for two types of administrative dissolution, involuntary and voluntary. [read post]
6 Nov 2018, 9:01 pm by Sherry F. Colb
A woman who takes the stand and testifies under oath that the defendant raped her provides us with eyewitness testimony supporting a conviction. [read post]
6 Nov 2018, 5:58 pm by Eugene Volokh
The backroom exhortations combined with the timing of the publically announced Consent Orders provides strong support for Plaintiff's claims. [read post]
6 Nov 2018, 10:30 am by J. Dana Stuster
"Mutual trust is not a requirement to start negotiations—mutual respect is a requirement," he said. [read post]
6 Nov 2018, 8:33 am by Renae Lloyd
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group. [read post]