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2 Oct 2018, 6:21 am
Transamerica offered, sold and managed quantitative-model-based mutual funds, variable life insurance investment portfolios, variable annuity investment portfolios and separately managed accounts, which were marketed as “managed using a proprietary quant model” and promised that these quantitative techniques were “emotionless,” “model driven” and “model-supported” and provided descriptions of how the quantitative models were to have… [read post]
2 Oct 2018, 5:40 am
According to FINRA Disciplinary actions for September 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Denise Canez John Drill Northwestern Mutual Investment Services LLC Robert Baird & Co Incorporated Glenn Grosek Citizens… [read post]
2 Oct 2018, 5:05 am
‘Financial Institution’ is defined in the Financial Sector Regulation Act to include: financial service providers, collective investment schemes, market infrastructures, insurers and pension funds. [read post]
1 Oct 2018, 9:53 am
” The FCC found that Section 253(c) “should be understood as focused on protecting the interest of providers. [read post]
1 Oct 2018, 9:49 am
Non-competes for existing employees must be provided at least 10 business days before the effective date, and continued employment is no longer sufficient consideration. [read post]
1 Oct 2018, 5:00 am
You’ll want to provide this to your attorney. [read post]
1 Oct 2018, 4:59 am
Canada has agreed to provide agents with those powers on in-transit shipments, thereby requiring further reforms to Canadian law. [read post]
30 Sep 2018, 1:58 pm
Though notions of solidarity and mutual benefit may enhance such relations, the primary obligation is national and internal. [read post]
27 Sep 2018, 8:50 am
We provide superior service to all our clients. [read post]
26 Sep 2018, 2:32 pm
However, Section 1 of the FAA provides that it does not apply “to contracts of employment of seamen, railroad employees, or any other class of workers engaged in foreign or interstate commerce. [read post]
26 Sep 2018, 2:05 pm
” Under the heading “Mutual responsibility,” the statement declares that “diminished access to the content of lawfully obtained data is ... a mutual responsibility for all stakeholders,” and “Providers of information and communications technology and services—carriers, device manufacturers or over-the-top service providers—are subject to the law, which can include requirements to assist authorities to lawfully access… [read post]
24 Sep 2018, 1:08 pm
The company has an apprentice program, which includes a four day training program followed by training in a vehicle with an experienced truck driver who provides on the job training. [read post]
24 Sep 2018, 8:41 am
It turns out though that the frustration – lets call it that – is mutual. [read post]
24 Sep 2018, 7:33 am
Always consider adding into the agreement requirements for mutual respect, cooperation with facilitating the schedule and the child(ren)’s love for the other parent, and restraints on involving your child(ren) in the litigation. [read post]
24 Sep 2018, 7:00 am
(Incidentally, Gerald Gaus has argued, soundly and persuasively by my lights, the widely held view that iterated game theory [tit-for-tat] and evolutionary psychology [kin altruism] provide sufficient evidence for the proposition that purely instrumental reasoning is capable of securing large-scale social cooperation is profoundly mistaken.) [read post]
24 Sep 2018, 4:38 am
(Goshen v Mutual Life Ins. [read post]
21 Sep 2018, 10:25 am
The system can provide workers with short-term material satisfaction, and workers participate in the system to assure that satisfaction. [read post]
21 Sep 2018, 10:05 am
The chosen candidate will provide leadership in developing, coordinating and monitoring and evaluating program activities of the department to assure that the relationship between the department and each of the nine federally recognized Tribes of Oregon is built on trust, mutual respect, and an understanding of government to government sovereignty. [read post]
21 Sep 2018, 9:21 am
The CDD Rule, however, did not provide specific account-opening procedures. [read post]
20 Sep 2018, 4:06 pm
The same goes for his argument that newspapers ‘hold the powerful to account, uncover injustices’ and provide ‘a vital public service, for without them our democracy would be undermined’. [read post]
