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12 Oct 2017, 12:30 pm
FINRA Quantitative Suitability The Financial Industry Regulatory Authority (FINRA) is the regulatory entity that governs the rules and guidelines brokers/advisors and brokerage firms follow. [read post]
21 Jul 2020, 4:30 am
Prior to his Morgan Stanley registration, Carter was employed by Ameriprise Financial Services for a short period between April and June 2011. [read post]
30 Apr 2019, 5:42 am
Parents of millennials remain involved, both financially and emotionally, with their children later into adulthood now. [read post]
8 Jun 2023, 5:13 am
Read on if you’re a US expat seeking to make informed financial decisions and ensure compliance with tax laws while working in the UK. [read post]
6 Jan 2021, 5:01 am
Deputy National Security Advisor Matt Pottinger has stated that the Trump administration was “perplexed and stunned” by the deal. [read post]
14 Nov 2011, 7:50 am
With input from their financial and legal advisors, Canadian sellers often strategize on whether to undertake an extensive market canvass of prospective buyers or focus on a select, targeted group of strategic and/or financial participants. [read post]
4 Jan 2017, 3:55 pm
Financial Reports. [read post]
24 Nov 2023, 12:46 pm
It’s imperative to consult with a financial advisor or accountant who specializes in divorce to understand the implications and potential tax consequences. [read post]
14 Nov 2017, 3:27 am
These coins or tokens come with particular rights, which could range from a right to access software, redeem the token for a currency or service, or receive future earnings from the company (like a dividend). [read post]
16 Dec 2011, 10:46 am
Early communication of these issues helps streamline contract review, and further helps facilitate meaningful comments and suggestions back from your advisors. [read post]
16 Apr 2010, 2:31 am
Thank you, Solvår Winnie Finnanger (Senior Legal Advisor, Norwegian Patent Office), not only for this but for a link to the letter of consent executed by Mourinho in favour of Chelsea on World Intellectual Property Day 2007, some five months before his dismissal. [read post]
28 Sep 2017, 9:38 am
Earlier in her career, she was Director of Law Firm Services and Director of Client Advisory Services for two mid-sized CPA firms. [read post]
13 Jan 2022, 9:05 pm
Before his current assignment, he was Executive Associate for Laboratory Services, the Scientific Advisor for Laboratory Services and Research Coordination, and the Laboratory Director for the Western Laboratory. [read post]
30 Apr 2021, 12:39 pm
Fidelity Investments Charitable Gift Fund (2021)).Payments for services provided by disqualified person, by means of disregarded entities, to private foundation to enable it to offer “charitable consulting” services and investment services to foundation and other charities ruled to not be acts of self-dealing because the payments are sheltered by the personal services exception (PLR 201937003). [read post]
31 Jan 2024, 10:15 am
Strengthening surveillance and requiring cryptoasset service providers to report suspicious activities addresses the anonymous nature of cryptocurrency transactions, aiming to shore up financial integrity. [read post]
11 Apr 2011, 12:20 am
Others simply don't like the idea that information about them is being gathered for someone else's financial gain (even though that gain is being used to pay for the service that the user is enjoying). [read post]
15 Mar 2024, 2:11 am
Julie is a housing advisor who specialises in helping tenants who are in arears by helping them to claim benefits and locating grants to support them. [read post]
5 Apr 2019, 5:58 am
Posted by Rosanna Landis Weaver, As You Sow, on Saturday, March 30, 2019 Tags: Compensation ratios, Executive Compensation, Institutional Investors, Institutional voting, Long-Term value, Management, Mutual funds, Pay for performance, Pension funds, Proxy advisors Glass Lewis’ Report Feedback Service: Direct, Unfiltered Commentary from Issuers and Shareholder Proponents Posted by Katherine Rabin, Glass, Lewis &… [read post]
30 Jul 2021, 5:48 am
Posted by Thomas Ball, James Miller, and Shirley Westcott, Alliance Advisors, on Saturday, July 24, 2021 Tags: BlackRock, Boards of Directors, Climate change, Engine No. 1, ESG, ExxonMobil, Index funds, Institutional Investors, Proxy advisors, Proxy contests, Shareholder activism, Vanguard SEC Increasingly Turns Focus Toward Strength of Cyber Risk Disclosures Posted by Vivek Mohan, David Simon, and Richard… [read post]
22 Dec 2023, 11:26 am
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy… [read post]
