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3 Sep 2014, 5:26 am
If these funds are to be used not just to offset volatile resource revenues but to finance national development plans, then a greater understanding of their management and potential is required.This conference will consider how SWFs can develop strategies to ensure their performance as accountable financial tools in service of national economies, rather than becoming grey financial tools or parallel budgets. [read post]
2 Sep 2014, 2:34 pm
Dias is currently registered with IBN Financial Service. [read post]
2 Sep 2014, 9:13 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm Great American Advisors, Inc. [read post]
28 Aug 2014, 1:27 pm
In that role, she examined how people and communities utilize financial services. [read post]
27 Aug 2014, 5:21 pm
., Appalachian School of LawSenior Editor, APPALACHIAN NATURAL RESOURCES LAW JOURNAL (recipient of “Exceptional Service Award” for outstanding performance)President and Chief of Executive Board, Environmental Law SocietyTreasurer and Community Liaison, Executive Board, Sport and Entertainment Law SocietyB.S., Sports Management w/concentration in Professional Sport Management and Minor in Business Law, Western Carolina UniversityProfessional experience includes: Legal Intern,… [read post]
27 Aug 2014, 2:53 pm
In our increasingly digital world, financial advisors and estate planning attorneys now recommend four steps to properly manage one’s digital assets: 1) identify and inventory all digital assets, 2) appoint a trustee for those assets, 3) provide access, such as passwords, to that trustee, and 4) provide instructions for distributing those assets. [read post]
27 Aug 2014, 5:05 am
- How does it differ from a proxy advisor? [read post]
25 Aug 2014, 6:36 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and barred financial advisor Matthew Davis (Davis) concerning allegations that in connection with a FINRA investigation into allegations of misconduct in several customer accounts, FINRA staff scheduled Davis’ on-the-record (OTR) testimony and Davis failed to appear for the scheduled testimony and informed the agency that he would not appear at another time. [read post]
22 Aug 2014, 12:31 pm
At the same time, the Telegraph writes that British intelligence services are attempting to determine whether two men from east London, who were both charged and later cleared of kidnapping Westerners in Syria, have information about the identity of Mr. [read post]
20 Aug 2014, 2:11 pm
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
20 Aug 2014, 11:54 am
The award represents a rare victory for brokers as statistics indicate that financial advisors lose note cases approximately 90% of the time, according to an analysis by Securities Arbitration Commentator Inc., an award research service. [read post]
20 Aug 2014, 5:35 am
The SEC is working with the Municipal Securities Rulemaking Board (MSRB) and the Financial Industry Regulatory Authority (FINRA) to facilitate a coordinated approach to oversight of municipal advisors. [read post]
19 Aug 2014, 7:56 am
This article is from Brian Hopkins, a financial advisor and blogger from Upstate, New York. [read post]
15 Aug 2014, 10:25 am
He worked in Maryland with LPL Financial from 12/2001 – 03/2012 and with Summit Brokerage Services from 03/2012 – 04/2013. [read post]
14 Aug 2014, 5:57 am
(First Allied) and Centaurus Financial, Inc. [read post]
13 Aug 2014, 12:19 am
Before making any decision or taking any action that may affect your business, you should consult a qualified legal advisor. [read post]
12 Aug 2014, 4:59 pm
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
11 Aug 2014, 6:02 pm
STATE OF FLORIDA, DEPARTMENT OF FINANCIAL SERVICES, Appellee. 1st District.The Law Lady. [read post]
11 Aug 2014, 10:55 am
Forbes also tips us off that Hold Security, the firm that initially exposed the breach, quickly offered a $120 service that will tell you if you have been affected. [read post]
9 Aug 2014, 8:49 am
The undisputed facts therefore show that Zwerner deliberately engaged in “conduct meant to conceal or mislead sources of income or other financial information. [read post]
