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9 Aug 2014, 6:41 am
The law offices of Gana LLP has recently filed securities arbitration case on behalf of an investor against UBS Financial Services, Inc. and UBS Financial Services, Inc. of Puerto Rico (UBS) involving allegations that UBS’ misleading sales tactics and inappropriate recommendations surrounding Puerto Rico bonds in the Claimant’s portfolio. [read post]
8 Aug 2014, 6:01 am
Thereafter, in 2001, Livingstone registered with BB&T Investment Services, Inc. [read post]
8 Aug 2014, 5:40 am
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
7 Aug 2014, 7:22 am
To avoid a financial catastrophe, he says families should consider these options: • Know your and your family’s health-care rights as a veteran. [read post]
6 Aug 2014, 5:14 am
It's a common refrain from elderly victims of financial services fraud. [read post]
5 Aug 2014, 6:28 am
In the article, entitled “Breaking Up Is Hard To Do”, Switzer relates how ‘to avoid pain by planning for the end of a third party relationship’, together with an illustrated diagram of “Third Party Risk Management in Financial Service”; she couples these with a Roundtable on “Financial Sector Third Party Risk” with participants Walter Hoogmoed, Jr., a Principal at Deloitte, Marie Patterson, VP-Marketing at Hiperos, and Billy… [read post]
4 Aug 2014, 11:28 am
The story quotes one tribal member making $10 an hour, as well as the head of the Native American Financial Services Association, which represents just 19 of the 566 federal registered Indian Tribes. [read post]
4 Aug 2014, 10:52 am
These include the developer’s track record of success with similar prior projects, the developer’s financial stability and reputation, and the project’s financial viability. [read post]
3 Aug 2014, 9:30 pm
The Commission’s willingness to authorize reliance on intermediaries is reminiscent of prior endorsements of the services of credit rating agencies and proxy advisors and, in light of the controversies over those intermediaries, surprising. [read post]
3 Aug 2014, 7:00 am
More broadly, the ANSF will have to deal with substantial financial shortfalls in the near future. [read post]
1 Aug 2014, 7:12 am
The attorneys at Gana LLP are experienced in representing investors concerning unfair practices by their financial advisors. [read post]
31 Jul 2014, 9:37 am
Additionally, Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
31 Jul 2014, 7:20 am
To avoid a financial catastrophe, he says families should consider these options: • Know your and your family’s health-care rights as a veteran. [read post]
31 Jul 2014, 4:00 am
You use the same selling techniques that have not worked when financial advisors or insurance salesmen have tried to sell you. [read post]
22 Jul 2014, 1:08 am
Before making any decision or taking any action that may affect your business, you should consult a qualified legal advisor. [read post]
21 Jul 2014, 7:21 am
The attorneys at Gana LLP are experienced in representing investors concerning unfair practices by their financial advisors. [read post]
18 Jul 2014, 3:31 pm
Conclusion Washington state investment advisors should review their practice to determine if they must implement new procedures in order to comply with the amendments. [read post]
18 Jul 2014, 10:40 am
Managers that want to explore the alternative fee arrangement should discuss the implications with their tax advisor and legal counsel. [read post]
18 Jul 2014, 6:33 am
Before making any decision or taking any action that may affect your business, you should consult a qualified legal advisor. [read post]
16 Jul 2014, 9:10 am
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
