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6 Jul 2012, 3:48 am
Here are some of the latest entries: - NYSE Director Steps Down After Majority Withhold Vote - How Your Annual Shareholder Meeting May Be Covered: Social Media Style - A Review of Corp Fin No-Action Rulings on E&S Proposals - Big Fireworks at Wells Fargo Annual Shareholders Meeting - Chesapeake: Poster Child For Poor Governance - Broc Romanek [read post]
18 Jan 2013, 4:34 am
- Broc Romanek [read post]
21 Mar 2013, 4:45 am
At this time, our company intends to deal with registered shareholders by: - Including both "vote with" and "vote against" management buttons - 3% - Not including either "vote with" and "vote against" management buttons - 33% - Including just the "vote with" button (but not the "vote against" button) - 0% - Doing whatever our transfer agent (or whomever handles our registered holders) tells us - 40% - Not sure at this time - 24% - Broc Romanek [read post]
10 Mar 2010, 4:13 am
- Broc Romanek [read post]
14 Sep 2010, 4:33 am
- Broc Romanek [read post]
13 Dec 2016, 3:23 am
Check it out… – Broc Romanek [read post]
16 Sep 2009, 3:22 am
- Broc Romanek [read post]
25 May 2010, 4:29 am
- Proxy Access: Notes from a Stanford Law Panel - New Type of Whistleblower: State Securities Regulator Resigns in Protest - The Problem with IFRS: Little Independence for the IASB - More on "Earnings Releases: Google's Site as a 'Recognized Channel'" - Broc Romanek [read post]
4 Apr 2011, 4:14 am
- Broc Romanek [read post]
3 Sep 2013, 4:48 am
- Broc Romanek [read post]
21 Mar 2011, 2:00 am
In this February posting, Broc Romanek declared Section 1502 to be “the Dodd-Frank sleeper for disclosure lawyers”. [read post]
24 Aug 2016, 4:16 am
– Broc Romanek [read post]
11 Oct 2007, 4:42 am
- Broc Romanek [read post]
20 May 2010, 4:16 am
- Broc Romanek [read post]
6 Aug 2010, 4:31 am
- SEC Loses Insider Trading Case - But Wins War on Swap Jurisdiction - More on "Drafting Standing Delegations of Authority from the Board: Factors to Consider" - Broc Romanek [read post]
20 Jan 2012, 6:48 pm
Now, as Broc Romanek reports, a federal district court has bounced one of these law suits: In a decision reaffirming directors' authority to determine executive compensation, the United States District Court for the District of Oregon has ruled that a suit against bank directors arising out of a negative "say on pay" vote should be dismissed. [read post]
22 May 2014, 4:31 am
The next biggest days for annual meetings are May 21 (197 meetings), May 20 (165), May 15 (157), May 13 (143)… Thanks for the Gumball Mickey – Corp Fin Alumni: ’90s (Vol. 1) Here’s the first installment of SEC alumni who have participated in one of my Gumball videos: - Broc Romanek [read post]
20 Jun 2016, 3:50 am
On the same day, both companies separately entered into non-prosecution agreements (“NPAs”) with the SEC, only the second and third FCPA NPAs from the SEC… You gotta love any SEC case that uses the phrase “Bacchanalian Adventure”… – Broc Romanek [read post]
28 Nov 2017, 3:07 am
– Broc Romanek [read post]
6 Jan 2016, 3:53 am
– Broc Romanek [read post]
