Search for: "WSJ Staff"
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9 Aug 2023, 3:15 am
The Commission is planning to use the increased funding to hire 400 more staff members, including 125 new personnel for its Enforcement Division. [read post]
23 Jul 2009, 5:14 pm
ANOTHER UPDATE: A WSJ Editorial. [read post]
27 Aug 2009, 11:21 pm
On Feb. 14, Sjoblom resigned from representing the bank and sent a note to the SEC, saying, "I disaffirm all prior oral and written representations made by me and my associates to the SEC staff. [read post]
18 Jul 2013, 5:34 am
According to this WSJ article, a PwC survey notes that companies are not making a whole lot of progress on conflict minerals: "Two-thirds of respondents to a new survey say their companies are in the early stages or have not yet started compiling information needed to meet the requirements of the Securities and Exchange Commission's conflict minerals reporting law.... [read post]
13 May 2021, 3:03 am
This WSJ article explains why Bitcoin uses more energy than newer cryptocurrencies. [read post]
18 Jul 2010, 9:33 am
Notably, according to the above WSJ story, the same Republican commissioners who opposed bringing the suit also opposed the settlement: People familiar with the matter say Republican Commissioner Kathleen Casey questioned the SEC staff Thursday on their decision to abandon the strongest fraud charge and strike a settlement involving a lesser allegation, and given that, how the SEC could justify such a large penalty on a lesser charge. [read post]
15 Jul 2013, 10:00 pm
Hille and Aglionby reported that “GSK said it had conducted an internal four-month investigation after a tip-off that staff had bribed doctors to issue prescriptions for its drugs. [read post]
28 Aug 2009, 5:29 am
Alan also recently blogged about the Staff's latest Section 16 C&DI, noting: The staff's update of its Compliance and Disclosure Interpretations on Friday included a new Section 16 interpretation, applicable to reverse stock splits. [read post]
7 Apr 2010, 5:48 am
This WSJ article from yesterday was critical of this difficult issue for the Staff. [read post]
29 Jun 2010, 11:07 am
Indeed, an op-ed in today's WSJ argues that FinReg with sound the death knell of community banking: Here is the problem as I see it. [read post]
20 Jun 2013, 4:20 am
The Staff will be developing guidance regarding the types of cases that would require admissions of guilt. [read post]
14 Apr 2016, 3:05 am
The staff observed that, although there are some prescriptive and structured elements, the current requirements are largely principles-based, with disclosure determined on the basis of “materiality” as defined in TSC Industries, Inc. v. [read post]
14 Apr 2016, 3:05 am
The staff observed that, although there are some prescriptive and structured elements, the current requirements are largely principles-based, with disclosure determined on the basis of “materiality” as defined in TSC Industries, Inc. v. [read post]
14 Apr 2010, 9:02 am
The better your relationship with the staff, the easier your job will be. 8. [read post]
18 Dec 2008, 6:01 am
Its full-time examination and enforcement staff has increased by more than a third, or nearly 500 people. [read post]
19 Feb 2008, 3:19 am
Impersonations on Earnings Calls I found this WSJ article on Saturday fascinating about how someone has gained entry into a number of earnings calls recently to ask questions by impersonating well-known analysts. [read post]
12 Oct 2018, 10:51 am
He detailed dozens of meetings with Feinstein or her staff regarding the White House's list of potential 9th Circuit judges since Trump took office and the lack of "constructive" feedback he says he received. [read post]
23 Jan 2009, 12:57 am
Below is an ad Chrysler ran in the WSJ and other major newspapers. [read post]
3 Mar 2009, 1:40 pm
I hope the WSJ runs a correction on this. [read post]
5 Dec 2013, 5:10 am
Byline: WSJ Custom Content Studios for Brand [X].Steinberg: we use brand logo, “presented by. [read post]
