Search for: "Working Group on Securities Disclosure Authority"
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19 Dec 2022, 6:28 am
In March 2022, the Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA) worked with the Argentinian, Mexican, Panamanian, Colombia, Singaporean, Swiss, and other nations’ governments to bring down a boiler room operating out of Medellin, Colombia. [read post]
5 Jun 2024, 3:25 am
The SAP stated that the “Administration is eager to work with Congress to ensure a comprehensive and balanced regulatory framework for digital assets, building on existing authorities,” but that FIT21 “lacks sufficient protections for consumers and investors. [read post]
17 Apr 2012, 10:05 pm
Borzi, assistant secretary of labor for employee benefits security. [read post]
22 Jun 2023, 8:54 am
How Do Pump and Dump Schemes Work? [read post]
2 Jun 2013, 9:34 am
Justice Horkins found this approach to be highly unusual, and did not find any authorities supporting one class for eight distinct groups of claims who have no common links between the groups. [read post]
1 May 2016, 8:55 am
Distinction b/t disclosure to gov’t and disclosure to public is ridiculous! [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
21 Jul 2014, 1:30 pm
Since the enactment of Dodd-Frank, the SEC’s Office of the Whistleblower receives thousands of high quality whistleblower allegations each year about ongoing financial fraud and securities violations, and the SEC has recovered millions of dollars based on these whistleblower disclosures. [read post]
5 Feb 2010, 6:51 am
The bank will pay an additional $20 million to settle with Massachusetts authorities. [read post]
18 Dec 2024, 5:01 am
A top U.N. official yesterday pushed Security Council members and Iran to urgently work to restore a 2015 deal that lifted sanctions on Tehran in return for restrictions on its nuclear program. [read post]
15 Dec 2022, 6:04 am
One important aspect of this work concerns the rapid preservation and disclosure of digital information from social media platforms. [read post]
27 Jul 2023, 5:02 am
Threats Against Data: Activities aimed at unauthorized access, disclosure, or data manipulation. [read post]
4 Dec 2015, 7:30 am
Data Availability and Security As previously mentioned, firms need to provide data to authorized users when necessary. [read post]
10 May 2017, 3:14 pm
” Conduct Entity-Wide Risk Assessment & Review & Tighten Media Relations Policies, Processes & Training ASAP Covered entities should heed the warning by conducting a risk assessment of their organization’s susceptibility to potential improper disclosures to media or others and reviewing and implementing necessary written policies, procedures and training to prevent the improper disclosure of patient PHI to media or others unless the Covered Entity… [read post]
16 Sep 2011, 3:34 pm
And al-Qa’ida adherents – individuals, sometimes with little or no contact with the group itself – have succumbed to its hateful ideology and work to facilitate or conduct attacks here in the United States, as we saw in the tragedy at Fort Hood. [read post]
26 Apr 2017, 6:14 pm
Under the Resolution Agreement, CardiNet agrees to pay OCR $2.5 million and implementing a corrective action plan to settle potential OCR charges it violated the HIPAA Privacy and Security Rules based on the impermissible disclosure of unsecured electronic protected health information (ePHI). [read post]
1 Oct 2010, 6:12 pm
A federal law passed in 1871 authorized the President to set up a system to screen the qualifications of individuals who sought work in the civilian ranks of federal employment. [read post]
29 Nov 2022, 3:10 am
Highlighted Areas of Discussion 2017 Cybersecurity Law 2021 Data Security Law 2021 People Information Protection Law Register Now! [read post]
25 Jan 2024, 6:06 pm
Private REITs are not subject to the same disclosure requirements as public non-traded RE [read post]
26 May 2021, 4:15 pm
We know this doesn’t work. [read post]
