Search for: "Working Group on Securities Disclosure Authority"
Results 521 - 540
of 2,201
Sorted by Relevance
|
Sort by Date
16 Apr 2024, 10:42 pm
Bill of Rights and Working Group Bills Unsurprisingly, another common type of AI legislation is bills that would provide for commissions or working groups to study AI and come up with recommendations for dealing with the new technology. [read post]
7 Jul 2023, 1:24 pm
” Several of the customer complaints allege that Dunn purchased securities in their accounts without authorization. [read post]
25 Feb 2014, 10:02 am
Lastly, Brockmeyer also discussed the SEC’s cross-border working group and its focus on cases related to China. [read post]
17 Mar 2015, 2:49 pm
Beyond the specific health plan related concerns, most businesses also will want to consider the adequacy and defensibility of the data collection, use, disclosure, security and other practices affecting sensitive data within or on behalf of their organization. [read post]
5 Jun 2024, 3:25 am
The SAP stated that the “Administration is eager to work with Congress to ensure a comprehensive and balanced regulatory framework for digital assets, building on existing authorities,” but that FIT21 “lacks sufficient protections for consumers and investors. [read post]
19 Dec 2022, 6:28 am
In March 2022, the Securities and Exchange Commission and Financial Industry Regulatory Authority (FINRA) worked with the Argentinian, Mexican, Panamanian, Colombia, Singaporean, Swiss, and other nations’ governments to bring down a boiler room operating out of Medellin, Colombia. [read post]
17 Apr 2012, 10:05 pm
Borzi, assistant secretary of labor for employee benefits security. [read post]
21 Jul 2014, 1:30 pm
Since the enactment of Dodd-Frank, the SEC’s Office of the Whistleblower receives thousands of high quality whistleblower allegations each year about ongoing financial fraud and securities violations, and the SEC has recovered millions of dollars based on these whistleblower disclosures. [read post]
22 Jun 2023, 8:54 am
How Do Pump and Dump Schemes Work? [read post]
2 Jun 2013, 9:34 am
Justice Horkins found this approach to be highly unusual, and did not find any authorities supporting one class for eight distinct groups of claims who have no common links between the groups. [read post]
5 Feb 2010, 6:51 am
The bank will pay an additional $20 million to settle with Massachusetts authorities. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
18 Dec 2024, 5:01 am
A top U.N. official yesterday pushed Security Council members and Iran to urgently work to restore a 2015 deal that lifted sanctions on Tehran in return for restrictions on its nuclear program. [read post]
15 Dec 2022, 6:04 am
One important aspect of this work concerns the rapid preservation and disclosure of digital information from social media platforms. [read post]
4 Dec 2015, 7:30 am
Data Availability and Security As previously mentioned, firms need to provide data to authorized users when necessary. [read post]
1 May 2016, 8:55 am
Distinction b/t disclosure to gov’t and disclosure to public is ridiculous! [read post]
16 Sep 2011, 3:34 pm
And al-Qa’ida adherents – individuals, sometimes with little or no contact with the group itself – have succumbed to its hateful ideology and work to facilitate or conduct attacks here in the United States, as we saw in the tragedy at Fort Hood. [read post]
27 Jul 2023, 5:02 am
Threats Against Data: Activities aimed at unauthorized access, disclosure, or data manipulation. [read post]
10 May 2017, 3:14 pm
” Conduct Entity-Wide Risk Assessment & Review & Tighten Media Relations Policies, Processes & Training ASAP Covered entities should heed the warning by conducting a risk assessment of their organization’s susceptibility to potential improper disclosures to media or others and reviewing and implementing necessary written policies, procedures and training to prevent the improper disclosure of patient PHI to media or others unless the Covered Entity… [read post]
26 Apr 2017, 6:14 pm
Under the Resolution Agreement, CardiNet agrees to pay OCR $2.5 million and implementing a corrective action plan to settle potential OCR charges it violated the HIPAA Privacy and Security Rules based on the impermissible disclosure of unsecured electronic protected health information (ePHI). [read post]
