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2 Jun 2018, 4:12 pm by Patricia Salkin
Moreover, the record revealed that the Commission and Petitioner mutually agreed to the delay. [read post]
1 Jun 2018, 9:00 am by Michael H Cohen
In stating what the services are, it’s also important to state what services are not being provided. [read post]
31 May 2018, 6:21 pm by Alexander J. Davie
However, if an investor never provides the capital despite the bona fide intent by the fund adviser to call it, the committed capital still counts in calculating the ratio. [read post]
31 May 2018, 6:00 am by Patrick Zichterman
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
31 May 2018, 6:00 am by Patrick Zichterman
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
30 May 2018, 8:42 am
How IRAs Funds Are Split in a Michigan Divorce Because IRAs are owned and managed by the individual, typically through a bank, stockbroker, mutual fund company, or other financial services provider. [read post]
30 May 2018, 8:29 am by Daniel Clement
   On the other hand, there is a mutual mistake; both parties assumed that the maintenance payment would be, as it historically was, a deduction to the payor and income to the recipient. [read post]
30 May 2018, 8:29 am by Daniel Clement
   On the other hand, there is a mutual mistake; both parties assumed that the maintenance payment would be, as it historically was, a deduction to the payor and income to the recipient. [read post]
29 May 2018, 11:07 am by Famighetti & Weinick
Signing this agreement, however, provides employers with a substantial amount of power while resulting in a harsh blow to the workers’ rights. [read post]
29 May 2018, 8:00 am by Len Feltoon
A plan member can discuss issues with an experienced attorney in a meeting set up at a mutually convenient time. [read post]
28 May 2018, 7:05 pm by Francis Pileggi
Campbell, for his part, was to contribute intellectual property and Kay would provide about $2 million. [read post]
28 May 2018, 6:57 am by Steven Cohen
Levy’s testimony should be excluded because he lacks the relevant experience with the practices of fiduciaries of a retirement plan for a mutual fund company. [read post]
26 May 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
25 May 2018, 9:21 pm
The recent transition of leadership in Cuba, through which Raúl Castro ceded the Presidency of the Republic to Miguel Diaz-Canel (while retaining the position of 1st Secretary of the Cuban Communist Party (PCC)), has elicited at least some interest outside of Cuba. [read post]
25 May 2018, 7:50 am by Lisa Milam-Perez
These arbitration provisions are framed as “agreements,” of course, as two equal parties mutually deciding to resolve their disputes outside of court. [read post]
25 May 2018, 7:00 am by Jenny Gesley
In order to enforce the data protection rules of the GDPR internationally, the GDPR obligates the EU Commission and the national supervisory authorities to develop international cooperation mechanisms, provide international mutual legal assistance, engage relevant stakeholders, and promote the exchange and documentation of personal data legislation. [read post]
25 May 2018, 4:30 am by Shannon Togawa Mercer
The GDPR, on the other hand, allows for data transfers in compliance with foreign warrants and court orders if they are “based on an international agreement such as a mutual legal assistance treaty. [read post]