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24 May 2013, 6:21 am
The SEC separately voted to reopen, for 60 days, the comment period for all rules relating to Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) that are not yet final. [read post]
10 Jul 2013, 6:04 pm
The Board made a unanimous proposal regarding the corporation’s “say on pay” plan, which allowed the shareholders to vote on executive pay as required by Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act), 15 U.S.C. [read post]
6 Dec 2015, 1:11 pm
There was a picture of Frank's Cavanagh hat. [read post]
30 Sep 2010, 6:33 pm
” ~ California paralegal Kamika Caitlan Frank used her middle name only and removed 'black-sounding' names from her resume to land a job. [read post]
14 Feb 2012, 9:05 am
" In the CDI’s view, however, assumption reinsurance transactions do not fall within the category of Dodd-Frank preempted reinsurance transactions. [read post]
13 Oct 2019, 10:05 am
Behind high minded appeals to principle, she argues, is the grim reality of their application. [read post]
9 Apr 2015, 5:55 am
" There was no evidence that anyone named "Bolan" was associated with applicant. [read post]
12 Nov 2012, 12:08 pm
If information in the background check might disqualify the applicant, the applicant must be notified of his or rights to dispute or explain information from the background report. [read post]
12 Feb 2018, 5:00 am
The lower court’s decision was reversed and the case remanded with instructions to grant summary judgment to the LSTA on whether application of the rule to CLO managers is valid under Section 941. [read post]
12 Oct 2011, 10:31 am
The SEC and the federal banking regulators have proposed regulations implementing Section 619 of the Dodd-Frank Act, the Volcker Rule, which prohibits two activities of banking entities: short-term proprietary trading of any security, derivative, and certain other financial instruments for the entity’s own account and owning, sponsoring, or having certain relationships with a hedge fund or private equity fund (called covered funds under the regulations.The proposal would exempt from… [read post]
12 Mar 2013, 7:15 pm
The Committee will examine the impact of the Dodd-Frank Act on competition among current NRSROs, and on new and prospective NRSROs. [read post]
25 Apr 2012, 2:40 pm
Hayes, Frank R. [read post]
3 Aug 2015, 1:52 pm
Moreover, the Dodd-Frank Act provides that, if feasible, employees of financial institutions should not have access to applicant characteristic data. [read post]
22 Jul 2010, 4:21 pm
Section 409 of the Dodd-Frank Act excludes family offices from the definition of investment adviser under the Investment Advisers Act. [read post]
13 Dec 2015, 2:33 am
The law imposes a duty of full and frank disclosure on all applications made without notice such as an application for permission to serve proceedings out of the jurisdiction and this involves a full and fair disclosure of those facts which it was material for the court to know. [read post]
12 Feb 2021, 11:53 am
Frank Bowman recently published an essay in Lawfare that criticized arguments I made in an essay on the site. [read post]
12 Mar 2019, 9:25 am
The post New Criminal Background Checks Regulations Withdrawn appeared first on HRWatchdog by Erika Frank. [read post]
21 Aug 2014, 7:50 am
MishkinThe National Community Reinvestment Coalition (NCRC) has issued a white paper that urges the CFPB to take an expansive approach in developing regulations on the collection of small business lending data to implement Section 1071 of Dodd-Frank. [read post]
27 Jul 2011, 9:30 am
.- Cannon Beach) and Richard “Rick” Williams of Science Applications International Corporation. [read post]
10 Feb 2015, 2:36 am
Yesterday, the SEC posted this proposing release on hedging disclosure, a rulemaking dictated by Section 955 of Dodd-Frank. [read post]
