Search for: "Kevin LaCroix"
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10 Nov 2015, 3:41 am
As noted in this blog by Kevin LaCroix, perhaps a state attorney general will be the first to bring an action in the end. [read post]
8 Apr 2010, 6:08 am
” About 40 securities-fraud cases filed since the end of 2007 have been dismissed in early stages, compared with about 20 in which some claims were allowed to move to the evidence-gathering phase, according to statistics compiled by Kevin LaCroix’s D&O Diary. [read post]
12 Aug 2016, 3:22 am
For example, Kevin LaCroix of “D&O Diary Blog” fame shared: Thanks for your post about your friend’s citizenship ceremony. [read post]
19 Dec 2014, 12:38 pm
Here’s the full list of those who made it from the LexBlog Network: Litigation & Trial from Max Kennerly CFPB Monitor from Ballard Spahr All About Advertising Law from Venable The Velvet Hammer from Karen Koehler The D&O Diary from Kevin LaCroix FMLA Insights from Jeff Nowak at Franczek Radelet Employment Discrimination Report from Richard Cohen at Fox Rothschild Employment and Labor Insider from Robin Shea at Constangy… [read post]
28 Oct 2015, 12:19 am
SEC Enforcement Actions Against Outside Directors Here’s the intro from this blog by Kevin LaCroix: From time to time, the SEC reiterates its view of the critical gatekeeper role companies’ outside directors play in safeguarding investors’ interests. [read post]
13 Sep 2019, 11:43 am
As Kevin LaCroix of the D&O Diary reported earlier this summer, a recent Delaware Supreme Court opinion involving TIAA-CREF rejected the insurer’s argument that amounts paid in settlement underlying class action lawsuits constituted uninsurable disgorgement. [read post]
12 Jan 2018, 11:46 am
As Kevin LaCroix of RT ProExec recently commented, even assuming D&O coverage were available, there are a number of typical exclusions that would need to be addressed, such as exclusions for public offerings of securities and conduct exclusions precluding coverage for fraudulent misconduct and intentional violations of the law, among others. [read post]
27 Jul 2012, 2:00 am
In this post, Kevin LaCroix discusses the Cornerstone findings and possible explanations for the differences in the conclusion between this report and other published studies of first half filings. 3) SEC Actions: SEC Staff Report On Global Accounting Standards – Considerations, No Recommendation - Discussions regarding the use of international accounting standards have gone on for years. [read post]
15 Jan 2015, 3:49 am
Here’s a blog by Davis Polk’s Ning Chiu about Vanguard’s latest policy on proxy access proposals… 2nd Circuit Splits With 9th: MD&A Omissions Can Be Actionable in Section 10(b) Claims Here’s an excerpt from this blog about an MD&A case by Kevin LaCroix: On January 12, 2015, the Second Circuit ruled – in Stratte-McClure v. [read post]
12 Jan 2018, 11:46 am
As Kevin LaCroix of RT ProExec recently commented, even assuming D&O coverage were available, there are a number of typical exclusions that would need to be addressed, such as exclusions for public offerings of securities and conduct exclusions precluding coverage for fraudulent misconduct and intentional violations of the law, among others. [read post]
1 Mar 2023, 12:04 pm
Others, such as Kevin LaCroix, expressed similar concern. [read post]
7 Sep 2012, 2:00 am
1) The D&O Diary: What to Watch Now in the World of D&O - Every fall since he first started writing his blog, Kevin LaCroix has assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
30 Aug 2010, 1:30 pm
Kevin LaCroix keeps his readers informed about developments in major federal securities class actions, trends in those cases, and developments in the D&O insurance field.The Deal Professor. [read post]
14 Nov 2016, 3:00 am
A Climate Change-Related Securities Suit Here’s the intro from this blog by Kevin LaCroix: For many years, I have been raising the possibility of climate change-related corporate and securities litigation. [read post]
12 Jul 2007, 3:21 am
Peter Lattman and Ashby Jones over at the WSJ Law Blog have been following the developments in the case closely (see also here), as has Kevin LaCroix, Peter Henning, and Roger Parloff, among others. [read post]
30 Jun 2017, 6:00 am
”[More…] Supreme Court to Review Whether Dodd-Frank Anti-Retaliation Provisions Protect Internal Whistleblowers by Kevin LaCroix in The D&O Diary [Y]ou might well have overlooked the fact that on Monday the Court also agreed to take up the question of whether or not the Dodd-Frank Act’s anti-retaliation provisions apply to and protect individuals who did not make a whistleblower report to the SEC. [read post]
19 Aug 2016, 6:00 am
[More…] No D&O Insurance Coverage for Costs of Responding to Informal SEC Investigation by Kevin LaCroix in the D&O Diary Among the most frequently recurring D&O insurance coverage issues is the question of the carrier’s obligation to pay for costs incurred in connection with an informal SEC investigation. [read post]
LXBN This Week Ep. 3: Facebook’s IPO, Oracle v. Google, POM’s “Juice Wars” and U.S. v. Roger Clemens
29 May 2012, 4:26 pm
That’s part of the reason we’re starting to see securities suits surrounding the IPO, which Kevin LaCroix discusses at length on The D&O Diary. [read post]
15 Jun 2012, 2:00 am
In this post, Kevin LaCroix examines problems that have arisen following Morrison. [read post]
6 Sep 2011, 12:17 pm
As explained by Kevin LaCroix of the D&O Diary here, only a small number of subprime securities class action cases have settled from the wave of litigation that started in 2008. [read post]
