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28 Jun 2012, 1:59 pm by Securites Lawprof
The SEC adopted rules that establish procedures for its review of certain clearing agency actions. [read post]
8 Oct 2010, 2:41 am by JA Hodnicki
Daniel Sokol Merger Review in the New High-Tech World San Francisco and East Palo Alto, California 27 October 2010- 28 October 2010 Hosted By: NERA Economic Consulting Regulatory changes and the rapid evolution of electronic retailing have... [read post]
8 Oct 2010, 2:41 am by JA Hodnicki
Daniel Sokol Merger Review in the New High-Tech World San Francisco and East Palo Alto, California 27 October 2010- 28 October 2010 Hosted By: NERA Economic Consulting Regulatory changes and the rapid evolution of electronic retailing have... [read post]
29 Nov 2011, 1:23 pm by Securites Lawprof
NASAA announced that it has developed a coordinated review program for investment advisers switching from federal to state securities regulatory oversight as mandated by the Dodd-Frank Act, which requires investment advisers with assets under management of between $25 million and... [read post]
11 Nov 2021, 9:03 pm by Laura Welborn
The post Week in Review first appeared on The Regulatory Review. [read post]
26 Aug 2021, 9:03 pm by Jillian Moss
The post Week in Review first appeared on The Regulatory Review. [read post]
21 Jun 2019, 11:08 am by Anthony B. Cavender
CERCLA CircledLast week, the Court granted a petition to review a significant CERCLA case, Atlantic Richfield Company v. [read post]
20 Sep 2011, 12:00 am by Sam Batkins
Prior to the delay in the EPA’s ozone standards, the most notable deregulatory “achievement” under the President’s executive order on regulatory review was the removal of spilled milk from the EPA’s strict “spill prevention, control, and countermeasure” regulations.  [read post]
20 Jan 2012, 12:59 pm by Leland E. Beck
OMB released the Fall 2011 Unified Agenda of Federal Regulatory and Deregulatory Actions and Fall 2011 Regulatory Plan today. [read post]
11 Feb 2021, 9:03 pm by Sabrina Minhas
The post Week in Review first appeared on The Regulatory Review. [read post]
The frequency and scope of regulatory reviews coincides with how well the SEC believes the advisor’s risk profile is maintained and understood by the firm itself. [read post]
11 Oct 2018, 3:30 am by Leigh Osofsky
Leigh Osofsky In a new article, Centralized Review of Tax Regulations, Clinton Wallace addresses the timely question of whether and how tax regulations should be subject to centralized review by the Office of Information and Regulatory Affairs (“OIRA”) in the Office of Management and Budget (“OMB”). [read post]
1 Jul 2013, 4:13 am by Wendy
 It is now up to the regulatory bodies to decide how to respond to the recommendations set out in the report. [read post]
15 Jul 2020, 3:59 pm by skelly
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
5 Jun 2020, 2:49 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
25 Aug 2020, 4:35 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
14 Jul 2020, 4:35 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
28 Sep 2017, 9:30 pm by Sarah Madigan
” In a forthcoming article in the Chicago-Kent Law Review, Nizan Geslevich Packin, Assistant Professor of Law at the City University of New York Baruch College – Zicklin School of Business, discussed the “rise of Financial Technology” —FinTech—and the financial industry’s use of “Regulatory Technology, also known as RegTech” in the context of “regulatory monitoring, reporting and compliance. [read post]
11 Aug 2016, 9:30 pm by Justin Daniel
Department of Labor (DOL) Administrative Review Board, urging the DOL to uphold strong whistleblower protections. [read post]