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4 Nov 2022, 1:03 pm
Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures According to a Letter of Acceptance Waiver and Consent, the Financial Industry Regulatory Authority (FINRA) has reportedly censured and fined Wedbush Securities $850,000 for regulatory failures. [read post]
17 Jan 2012, 12:00 am
H.R. 3068 – Regulatory Sunset and Review Act Introduced by Rep. [read post]
21 Mar 2021, 9:05 pm
A court might require a direct nexus between the alleged climate change-causing activity under regulatory consideration and the climate disaster a tribe is seeking to avoid. [read post]
15 Apr 2025, 2:03 am
On 14 April 2025, the Financial Conduct Authority (FCA) published the latest edition of the Regulatory Initiatives Grid from the Financial Services Regulatory Initiatives Forum. [read post]
23 Feb 2024, 5:26 am
The post Week in Review first appeared on The Regulatory Review. [read post]
24 Dec 2012, 9:30 pm
“Obama Seeks to Promote ‘International Regulatory Cooperation’”by Sean Moloney, RegBlog Staff (May 2) In a new executive order issued yesterday, President Obama has directed the head of his administration’s regulatory review office to increase “international regulatory cooperation” among U.S. agencies and their foreign counterparts as a way to promote U.S. trade policy. [read post]
21 May 2015, 9:30 pm
Senator Mike Rounds announced the Regulation Sensibility Through Oversight Restoration (RESTORE) Resolution that would allow a Joint Select Committee to review enacted federal agency rules and consider the formation of a permanent committee to review rules with large economic effects prior to enactment. [read post]
27 Nov 2014, 9:30 pm
The White House published its semiannual regulatory agenda. [read post]
27 Jul 2023, 10:48 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
3 Feb 2022, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
22 Oct 2020, 9:05 pm
The current informal policy of the agency allows the Patent Trial and Appeal Board to refuse to hear a patent review application if an ongoing district court trial on the patent’s validity would reach a verdict before the Board’s review could be completed. [read post]
20 Apr 2005, 2:35 pm
In 2003, Oregon Governor Ted Kulongoski signed Executive Order 03-01 requiring "state agencies to review their regulation of business activities and their regulatory processes to reduce the burden of regulation on business without compromising Oregon's standards and protections. [read post]
17 Jan 2012, 9:27 am
For those of you interested in administrative law policy issues, RegBlog (Penn) started a review of recent Congressional activities today in "Regulatory Reform in Congress: Part I". [read post]
3 Sep 2013, 11:50 am
Farber, University of California, Berkeley School of Law, has posted The Thirty Years War Over Federal Regulation, a review of Thomas A. [read post]
22 May 2014, 9:30 pm
In the context of retrospective review, however, fundamental regulatory policy judgments would have to be made at every turn. [read post]
10 Oct 2024, 9:05 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
1 Apr 2021, 9:03 pm
Wellington noted that despite the regulatory challenges, the benefits of marijuana legalization outweigh the hardships that states must overcome.The post Week in Review first appeared on The Regulatory Review. [read post]
20 Jan 2022, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
1 Dec 2022, 9:05 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
14 Mar 2024, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
