Search for: "The Regulatory Review"
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15 Aug 2023, 7:56 pm
The banking regulatory regime features none of these regulatory basics. [read post]
25 Sep 2024, 12:25 am
In this Article, I overlay this literature with a review of statutory architecture and regulatory history to assess the integrity of the Cancer Framework. [read post]
13 Oct 2015, 3:17 pm
” As a result of this action, the status quo will be maintained pending further review. [read post]
21 Mar 2016, 8:00 pm
Washington analysis is reviewed through the lens of the Antiterrorism and Effective Death Penalty Act. [read post]
25 Jun 2015, 2:41 pm
According to the AWC, from July 2008 to April 2012, Itin and Shaikh failed to establish a supervisory system reasonably designed to: 1) review registered representatives’ communications with the public; 2) review trading to detect and monitor potential churning activity; 3) review the new account opening process to ensure customer suitability profiles were properly established; 4) perform adequate suitability review for leveraged exchange traded funds… [read post]
5 May 2020, 3:20 am
” And while the old finger-clasp technology is luckily grandfathered in, technologies updating the idea face an onerous path to market under the Medical Device Regulation Act of 1976, which mandates FDA review. [read post]
25 Oct 2017, 11:01 am
On October 24, 2017, that NPRM was sent to the White House Office of Information and Regulatory Affairs (OIRA) for review and approval. [read post]
4 May 2012, 5:09 pm
Reviewing a brokers CRD is a great way to start investigate your investment professional before hiring him or her. [read post]
12 Aug 2021, 6:22 am
Louisiana’s primacy application is set for EPA review, while legislation in Texas recently simplified jurisdiction over carbon sequestration wells with an eye towards assuming regulatory control in the future. [read post]
4 May 2012, 5:09 pm
Reviewing a brokers CRD is a great way to start investigate your investment professional before hiring him or her. [read post]
5 Jun 2012, 3:13 pm
The GAO found that both the SEC and FINRA do not conduct retrospective reviews of the impact of FINRA's rules. [read post]
12 Sep 2012, 1:30 am
The decision, which OSHA declined to appeal, was an important one for regulated entities and for those who advocate for clarity and transparency in the regulatory process. [read post]
28 Mar 2012, 4:40 am
The memo says that the directive will improve regulation and regulatory review of rules that potentially hamper economic growth and job creation. [read post]
24 Oct 2019, 7:07 pm
Authorized Institutions (and their staff) are encouraged to review the explanatory note to ensure compliance with the relevant requirements under the Insurance Ordinance. [read post]
12 Jan 2009, 5:07 am
We will work to review all of the legal, regulatory and financial issues facing the millions of children and their families suffering from PABI. [read post]
21 Feb 2007, 3:28 am
Reviewing the state statutes and caselaw, the court determined that the regulatory scheme in Pa. only permits warrantless inspection by specified categories of individuals connected to the Board or working under their direction. [read post]
21 Jul 2024, 7:01 am
Briefs were filed last Monday in the US Court of Appeals for the Eighth Circuit, seeking review of the FCC’s December decision in the 2018 Quadrennial Review to retain the current local ownership rules for radio and television and the rule precluding any party from having an attributable interest in more than one of the Top 4 TV networks. [read post]
30 Jul 2024, 3:39 am
The PSR’s second review of SD12 was assessed in the context of how SD12 would work alongside changes to the cash access regulatory landscape introduced in the Financial Services and Markets Act (FSMA) 2023, and the Financial Conduct Authority’s (FCA) new cash access rules. [read post]
18 Sep 2014, 7:45 pm
The ITC's regulatory regime contemplates that an ALJ's grant of certain kinds of relief, such as to terminate a proceeding or permit a party to intervene, justifies immediate Commission review. [read post]
19 Jun 2015, 5:10 am
In an attempt to avoid this controversy, Ohio EPA's latest proposal does not identify a specific standard that will be used in reviewing projects. [read post]
