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12 Nov 2021, 7:14 am by John Jascob
Nelson, J.D.SEC Commissioner Allison Herren Lee, speaking to the ALI CLE 2021 Conference on Life Insurance Company Products earlier this month, said broker-dealers should be cognizant of whether certain practices, including at the account opening stage of a relationship with a retail customer, may constitute recommendations that would invoke the investor protections of Regulation Best Interest. [read post]
3 Nov 2021, 4:32 pm by Raymond Marshall and Matthew Lin
  In February 2021, then Acting Chair of the SEC Allison Herren Lee directed the Division of Corporate Finance to enhance its attention on climate-related disclosures. [read post]
3 Nov 2021, 2:48 pm by Bill
The police identified the victims as Isabel Vasquez, 20, and Allison Zarate, 12. [read post]
3 Nov 2021, 11:55 am by Raymond Marshall and Matthew Lin
  In February 2021, then Acting Chair of the SEC Allison Herren Lee directed the Division of Corporate Finance to enhance its attention on climate-related disclosures. [read post]
3 Nov 2021, 11:23 am by Marilyn Wesel
Carey, a coal lobbyist backed by former President Donald Trump, is projected to defeat Democrat Allison Russo by 16 percentage points. [read post]
2 Nov 2021, 3:19 pm by Bill
The police identified the victims as Isabel Vasquez, 20, who hoped to become a nurse, and Allison Zarate, was only 12. [read post]
25 Oct 2021, 2:00 am by Katharine Van Tassel
Beckwith (Baylor University), Allison Krile Thornton (University of South Alabama), Moral Status and the Architects of Principlism, 45 J. [read post]
24 Oct 2021, 7:38 am
In early February, Satyam Khanna was named Senior Policy Advisor for Climate and ESG to then-Acting Chair Allison Herren Lee. [read post]
22 Oct 2021, 11:27 am by Dennis Kennedy
In the Kennedy Idea Propulsion Laboratory Community, you’ll find an online course on Personal Quarterly Offsites and an online course on LinkedIn Essentials from Allison Shields Johs and me. [read post]
22 Oct 2021, 11:27 am by Dennis Kennedy
In the Kennedy Idea Propulsion Laboratory Community, you’ll find an online course on Personal Quarterly Offsites and an online course on LinkedIn Essentials from Allison Shields Johs and me. [read post]
22 Oct 2021, 6:20 am
Lucas, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, October 21, 2021 Tags: Board oversight, Boards of Directors, Boeing, Delaware cases, Delaware law, Derivative suits, Liability standards, Risk, Risk oversight, Securities litigation Team Production Revisited Posted by William Bratton (University of Pennsylvania), on Thursday, October 21, 2021 Tags: Accountability, Agency costs, Agency… [read post]
15 Oct 2021, 6:18 am
Securities and Exchange Commission, on Wednesday, October 13, 2021 Tags: Capital formation, COVID-19, SEC, Securities regulation Going Dark: Speech by Commissioner Lee on The Growth of Private Markets and the Impact on Investors and the Economy Posted by Allison Herren Lee, U.S. [read post]
15 Oct 2021, 5:42 am by John Jascob
Kohl noted that former Acting Chair Allison Herren Lee had instructed the staff to review companies’ climate-related disclosures. [read post]
13 Oct 2021, 8:34 am by Jonathan Bailey
However, both sides have now reached a settlement, bringing the case to a close before that happens. 2: Le Tigre’s Kathleen Hanna and Johanna Fateman Sue Over “Deceptacon” Copyright Infringement Accusation Next up today, Allison Hussey at Pitchfork reports that members of the band Le Tigre have filed a lawsuit against singer-songwriter Barry Mann in a bid to preemptively end legal threats over the 1999 Le Tigre song Decaptacon. [read post]
8 Oct 2021, 1:10 pm
Crenshaw at "SEC Speaks")Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy (Remarks by SEC Commissioner Allison Herren Lee at "SEC Speaks")... [read post]