Search for: "Joshua Horn"
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9 Sep 2016, 6:00 am
by Joshua Horn in Securities Compliance Sentinel The SEC can also use this information on an ongoing basis to assess what firms are putting out there on social media. [read post]
1 Jan 2016, 7:00 am
” [More…] Why does the SEC care about elder clients by Joshua Horn in Securities Compliance Sentinel The SEC is conducting an exam sweep that focuses on retirement advice being given to clients of investment advisors and broker-dealers. [read post]
23 Nov 2015, 5:30 pm
– Greensboro attorney Mack Sperling of Brooks Pierce in his blog, the North Carolina Business Litigation Report Who wants some additional ideas about cybersecurity – Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel LLC “Squabble” Gets Back Its Day in Court – New York attorney Peter A. [read post]
30 Oct 2015, 6:25 am
[More…] What qualities should a CCO have; here are nine. by Joshua Horn in Securities Compliance Sentinel Andrew Donohue, SEC Chief of Staff, recently commented on what a person needs in order to be a competent CCO; he identified nine things. [read post]
19 Oct 2015, 5:30 pm
– Atlanta lawyer Scott Riddle on his blog, the Georgia Bankruptcy Law Network Why The SEC Does Not Want The Free Lunch – Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel Free Speech Week: Time To Celebrate, Time To Reflect – First Amendment authority Richard Kaplar on Media & Communications Policy How Important is the Lawyer’s Office? [read post]
12 Oct 2015, 5:30 pm
” – Biometric Data and Privacy – Tampa lawyer Kirk Davis of Akerman on the firm’s blog, Health Law Rx The Lessons (and Wisdom) of Rihanna – Detroit attorney Michael Groebe of Foley & Lardner on the firm’s blog, Labor & Employment Law Perspectives The Pot Safety Lawsuits Have Landed: Marijuana Businesses Need to Start Preparing Now – Chicago lawyer Rebecca Millican of Harris Moure on the firm’s Canna Law Group Fall Prevention… [read post]
25 Sep 2015, 5:19 am
Jones Investor Alert – Identity Theft, Data Breaches, and Your Investment Accounts SEC fires cybersecurity warning shot ahead of sweep by Nicholas Donato in Private Funds Management So who thought that the SEC was not serious about cybersecurity by Joshua Horn in Securities Compliance Sentinel SEC Doubles Down on Cybersecurity by John Reed Stark in Cybersecurity Docket SEC Says No More Mr. [read post]
18 Sep 2015, 5:30 pm
– Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel Recent Enforcement Shows the Importance of Encrypting Mobile Devices Containing Protected Health Information – Jeffrey C. [read post]
11 Sep 2015, 6:54 am
In Reason, Damon Root has the tale of Horne v. [read post]
19 Aug 2015, 5:30 pm
Watkins of Goulston & Storrs on the firm’s blog, Retail Law Advisor Targeting Graphic Tees – Minneapolis lawyer Martha Engel of Winthrop Weinstine on the firm’s DuetsBlog What Do Insider Trading And Data Breaches Have In Common – Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel For more of the best, check out LXBN, a complete review of the top insight and commentary across the… [read post]
4 Aug 2015, 5:30 pm
– Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel Job Descriptions are Critical for Successfully Defending Against Workplace Disability & Accommodation Claims – West Bloomfield lawyer Jason Shinn of Shinn Legal on his Michigan Employment Law Advisor Ballplayers Don’t Fear the Clock; Should a Plaintiff? [read post]
9 Jun 2015, 5:30 pm
– Sacramento lawyer Tony DeCristoforo on the Stoel Rives World of Employment Two for Tuesdays: Big News from Apple for Content Providers – Legal marketing expert Lindsay Griffiths of International Lawyers Network on Zen & The Art of You just suffered a cyberattack, now what – Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel An Invisible Hand: Engaging People on Poverty Through Art… [read post]
2 Jun 2015, 5:30 pm
Progress Against Poverty: Shriver Center Advocates Win Legislative Victories in the Illinois General Assembly – Carol Ashley of the Sargent Shriver National Center on Poverty Law on their blog, The Shriver Brief States Show Their True Colors on Fracking – One Enacts a Ban, While Two Others Prohibit All Local Bans – Sacramento attorney Mike Mills of Stoel Rives on the firm’s California Environmental Law Blog Steptoe Cyberlaw Podcast – Interview with Jason Brown… [read post]
4 May 2015, 5:30 pm
– Massachusetts attorney Stephen Rosenberg of The McCormack Firm in his Boston ERISA & Insurance Litigation Blog Unanimous Supreme Court Holds EEOC Must Conciliate – Cleveland lawyer Greg Mersol of Baker Hostetler on the firm’sEmployment Class Action Blog So What Does The SEC Think About Cybersecurity – Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel Monday Morning Regulatory Review… [read post]
14 Apr 2015, 5:31 pm
Aga of Venable on the firm’s blog, All About Advertising Law So Who Wants To Give A Vendor Access To Your IT Systems – Philadelphia attorney Joshua Horn of Fox Rothschild on the firm’s Securities Compliance Sentinel Client Development: Why Narrow Your Focus – Dallas, Texas lawyer coach Cordell Parvin on the Cordell Parvin Blog Big Data, Three Trends, and the Legal Industry by 2020 – Kenneth Grady of Seyfarth Shaw for the firm’s… [read post]
12 Aug 2014, 5:30 pm
– Jennifer Rosner and Heather DeBlanc of Libert Cassidy Whitmore on the firm’s California Public Agency Labor & Employment Blog AIA’s Updated Design-Build Documents Highlight Some Best Practices – Tennessee construction attorney Matthew DeVries of Stites & Harbison on his Best Practices Construction Law Quality Is What Your Clients Say It Is – Kenneth Grady of Seyfarth Shaw for the firm’s blog, SeytLines UAS: Ignorance, Stupidity, Arrogance: A Recipe… [read post]
28 Jan 2013, 4:59 pm
Choice, v.50, no. 06, February 2013. [read post]
1 Jun 2012, 5:06 am
A Guidebook For What It Means To Know Your Customer by Joshua Horn in Fox Rothschild’s Securities Compliance Sentinel On July 9, FINRA Rules 2090 and 2111 go into effect. [read post]
7 Mar 2012, 5:51 pm
http://bit.ly/yJqYqZ ABCs (amusing, bizarre & criminal): Trafficking in rhino horns (photo above by USFWS from WildlifeExtra.com) earns jail time, reports the Sac Bee http://bit.ly/yn0e9W A California official who shot a mountain lion is sued for ethics violations http://bit.ly/yEqtCL Shell Oil takes the offensive and sues the environmentalists first http://nyti.ms/wnuRZe Beware the snake killing fungus http://bit.ly/wcAVP9 Unable to get permits,… [read post]
26 Sep 2011, 3:46 am
Allie Spence & Horne Solicitors Michael Ashe Southwark Law Centre Abimbola Badejo 5 Pump Court Rebecca Bahar Cambridge House Christopher Balog Arden Chambers Samitra Balu Tyndallwoods Solicitors Frances Barratt South West Law (Legal Services in the Community) Ltd Justin Bates Arden Chambers Ian Beachley Moss Beachley Mullem & Coleman Sophie Bell Hodge Jones & Allen LLP Lucia Benyu Peters Legal Ann Bevington Fisher… [read post]
