Search for: "Morgan Stanley" Results 41 - 60 of 3,192
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19 Feb 2021, 7:40 am by Silver Law Group
  Justin Harris   Morgan Stanley   Wells Fargo Advisors, LLC   Eric Roark   Ameriprise Financial Services, LLC   Oppenheimer & Co. [read post]
18 Feb 2021, 5:14 am
Morgan Stanley, RBC team tangle over $600M of client assets and advisor prenup (Financial Planning by Andrew Welsch)Rowing on the SEC's Whistleblower River of Denial (BrokeAndBroker.com Blog)Fraudster Sentenced to Five Years in Prison for $2 Million Ponzi Scheme (DOJ Release)Orlando Man Sentenced To More Than Four Years For Multi-Million Dollar Investment Fraud Scheme (DOJ Release)Ghanian Fraudster Sentenced to Nine Years in Federal Prison for a $1.4 Million Bank and Wire… [read post]
17 Feb 2021, 6:46 am by Silver Law Group
Sumitro Pal (CRD# 4763364) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#:149777) of Bethesda, MD, where he was registered from 2009-2018. [read post]
4 Feb 2021, 3:55 am by Kevin Kaufman
Profit margins and effective corporate tax rates (ECTRs), 5-year and 3-year averages (2012-2016 and 2014-2016)   5-Year Averages 3-Year Averages   Average Profit Margin Average ECTR Average Profit Margin Average ECTR Traditional Corporations (EuroStoxx50) 10.60% 27.10% 11.40% 26.70% Digital Group Corporations 17.40% 26.80% 17.20% 28.10% MSCI Digital Services Corporations 15.20% 29.40% 15.10% 32.00% Digital Corporations (The Digital Group and MSCI Digital Services Corporations) 15.50%… [read post]
1 Feb 2021, 2:02 pm by Silver Law Group
His previous employers include Morgan Stanley Smith Barney LLC (CRD#:149777) and UBS Financial Services Inc. [read post]
28 Jan 2021, 3:19 am by Greg Lambert and Marlene Gebauer
While lawyers probably hear every day how Artificial Intelligence is going to change the legal industry, many are still uncomfortable discussing it simply because they don’t understand what exactly AI is, and if it is going to be a good thing or a bad thing for them personally. [read post]
22 Jan 2021, 12:13 pm by Silver Law Group
His previous employers include Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
22 Jan 2021, 11:28 am by Silver Law Group
His previous employers included Lincoln Financial Securities Corporation (CRD#:3870), also of Worchester, MA, New England Securities (CRD#:615) of New York, NY, and Morgan Stanley DW Inc. [read post]
20 Jan 2021, 12:22 pm by Astarita
Share Tweet ShareThe S&P and Nasdaq hit new records on the back of strong earnings from the likes of Netflix and Morgan Stanley, and further optimism from Joe Biden’s inauguration. [read post]
13 Jan 2021, 9:01 pm by Lesley Wexler and Colleen Murphy
Multiple third parties such as Morgan Stanley, AT&T, and Dow are also exacting judgment by withholding donations to “lawmakers who voted against the counting of Biden’s electoral votes,” and the Lincoln Project “promis[es] to target companies that donate to any lawmakers who voted against the counting of the electoral votes. [read post]
12 Jan 2021, 12:39 pm by Iorio Altamirano
As of December 2020, Morgan Stanley had approximately 720 branches and over 23,500 registered persons. [read post]
12 Jan 2021, 11:00 am by Dan Miller
Miller Stern Lawyers – 410-Law-Firm is currently investigating for clients of former Morgan Stanley broker Barry F. [read post]
12 Jan 2021, 7:03 am by Alan Rosca
He then switched to Morgan Stanley in June 2007 and remained there until January 2008. [read post]
12 Jan 2021, 7:03 am by Alan Rosca
He then switched to Morgan Stanley in June 2007 and remained there until January 2008. [read post]
11 Jan 2021, 1:19 pm by Lax & Neville LLP
Upon information and belief, financial advisors at Morgan Stanley and other brokerage firms solicited and concentrated customer accounts in Amarin, even while the company was defending its patent on Vascepa in litigation. [read post]
8 Jan 2021, 4:33 am by Alan Rosca
He then joined Morgan Stanley located in New York, New York from June 2009 until March 2016. [read post]