Search for: "People v. Cole" Results 41 - 60 of 411
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22 Dec 2020, 9:43 am by CFM Admin
Last year, Cole-Frieman & Mallon hosted a well attended presentation and networking event with regulatory compliance firm Aspect Advisors. [read post]
8 Dec 2021, 7:27 am by CFM Admin
Clients, Friends, Associates: As we near the end of 2021, we have developed a checklist to help managers effectively oversee the business and regulatory landscape for the coming year. [read post]
5 Jan 2018, 11:25 am by Tammy Binford
He also points out that under the California Supreme Court case Ross v. [read post]
4 Dec 2013, 9:07 am by Hedge Fund Lawyer
Beyond the accredited investor verification requirements noted above, the SEC has proposed several additional new rules in connection with Rule 506(c) offerings, including (i) requiring an “advance” Form D filing at least 15 days before generally soliciting; (ii) requiring a “closing amendment” to Form D at the conclusion of the offering; (iii) temporarily requiring funds to submit all general solicitation materials to the SEC in advance of their use; (iv) mandating that… [read post]
7 Apr 2011, 10:15 am by Eugene Volokh
Cole, a unanimous decision from the Arkansas Supreme Court, struck down the law. [read post]
18 Aug 2016, 8:30 am
In short, there are few people with as central a role in the LGBT rights movement, past and present, as Matt Coles. [read post]
8 Dec 2021, 11:27 am by CFM Admin
Clients, Friends, Associates: As we near the end of 2021, we have developed a checklist to help managers effectively oversee the business and regulatory landscape for the coming year. [read post]
20 Apr 2015, 6:52 am
This post is not from the RS side of the blog.Medtronic removed today’s case, Cole v. [read post]
13 Dec 2024, 1:18 pm by CFM Admin
Cole-Frieman & Mallon Integrates Harvey AI to Enhance Client Service. [read post]
15 Dec 2022, 4:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]