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22 Apr 2025, 10:00 pm
The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight (the Operating Divisions) will use to determine whether to refer a potential violation of law to the Division of Enforcement (the Referral Advisory), further increasing the transparency of its enforcement program. [read post]
22 Apr 2025, 10:00 pm
The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight (the Operating Divisions) will use to determine whether to refer a potential violation of law to the Division of Enforcement (the Referral Advisory), further increasing the transparency of its enforcement program. [read post]
22 Apr 2025, 10:00 pm
The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight (the Operating Divisions) will use to determine whether to refer a potential violation of law to the Division of Enforcement (the Referral Advisory), further increasing the transparency of its enforcement program. [read post]
22 Apr 2025, 10:00 pm
The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight (the Operating Divisions) will use to determine whether to refer a potential violation of law to the Division of Enforcement (the Referral Advisory), further increasing the transparency of its enforcement program. [read post]
22 Apr 2025, 10:00 pm
The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight (the Operating Divisions) will use to determine whether to refer a potential violation of law to the Division of Enforcement (the Referral Advisory), further increasing the transparency of its enforcement program. [read post]
22 Apr 2025, 10:00 pm
The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight (the Operating Divisions) will use to determine whether to refer a potential violation of law to the Division of Enforcement (the Referral Advisory), further increasing the transparency of its enforcement program. [read post]
9 Mar 2018, 5:37 am
At the end of February, the SEC staff issued a No-Action Letter to Dunkin’ Brands Group, Inc., permitting the company to exclude a shareholder proposal under Rule 14a-8(i)(5), often referred to as the economic relevance exception. [read post]
2 May 2011, 1:31 pm
Nancy McMurrer has retired from her position as Reference Librarian at the Gallagher Law Library.Nancy joined the Library staff in 1994 and through the years she served as the liaison with LexisNexis and Westlaw and as the faculty instructional services coordinator. [read post]
9 Mar 2012, 4:29 am
Website Reference Cannot be Omitted Under 14-8(i)(3). [read post]
10 Dec 2013, 4:14 am
He will also make reference to case law and other laws that are pertinent to the case before him. [read post]
20 Feb 2025, 6:30 am
In addition, the text of Rule 14a-8(i)(5) references the relationship of the proposal to the individual company, requiring analysis of whether the proposal is “significantly related to the company’s business. [read post]
20 Feb 2025, 6:30 am
In addition, the text of Rule 14a-8(i)(5) references the relationship of the proposal to the individual company, requiring analysis of whether the proposal is “significantly related to the company’s business. [read post]
26 May 2016, 7:42 am
Here, the staff wanted Valeant to remove certain words related to “cash EPS” and to add cross references to its reconciliation to non-GAAP measures under Item 100 (Note 1) of Regulation G.Valeant’s drug pricing practices have been separately targeted by a congressional committee that heard testimony from Valeant’s interim CEO. [read post]
21 May 2010, 8:39 am
(UT Austin Staff Council Report.)Prior posts: University of Texas Staff Set Ombuds as Top Priority; University of Texas President Asks for Recommendation on Staff Ombuds; UT Staff Council Develops Ombuds Proposal. [read post]
25 Jun 2009, 10:18 am
The University of Richmond values diversity in its faculty, staff and student body. [read post]
3 Oct 2011, 11:22 am
Even though this form of reference service does provide the face-to-face traditional interaction, our attorneys knew our library and information services were dependable. [read post]
10 Nov 2017, 6:11 am
The panel discussed what SEC Chief Accountant Wesley Bricker refers to as new GAAP—the standards on revenue recognition, leasing, and financial instruments. [read post]
20 Apr 2022, 3:30 am
This excerpt from UPS’s response letter includes the Staff’s comment & the company’s response: 1.You refer to the adverse impact on your business due to geopolitical uncertainties and conflicts in the Russian Federation and Ukraine. [read post]
11 Feb 2015, 5:55 am
Here: TOCLA Staff Attorney Job Description 2015 The Tulalip Foundation seeks a Staff Attorney to work in the Tulalip Office of Civil Legal Aid (TOCLA). [read post]
28 Feb 2021, 12:47 pm
Kendall, Staff Officer The meeting comprised five panel presentations, made up of remarkably accomplished and talented speakers. [read post]
