Search for: "Robert Schapiro"
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13 Apr 2011, 8:43 am
SEC Chair Mary Schapiro said that the SEC and CFTC are very focused on joint rulemaking. [read post]
24 Feb 2009, 11:44 am
A former federal prosecutor in Manhattan, Robert Khuzami, has been named enforcement chief of the Securities and Exchange Commission. [read post]
15 Mar 2023, 10:40 pm
13 May 2011, 9:49 am
In a letter to SEC Chair May Schapiro, Commerce Committee Chair Jay Rockefeller (D-WV) said that it is essential that corporate managers know their responsibility for disclosing information security risks. [read post]
5 Apr 2012, 6:38 am
Division of Enforcement Director Robert Khuzami echoed these remarks, saying that the agency’s risk-based initiatives are paying off and that the SEC is being more proactive, which has, in his view, resulted in more deterrence. [read post]
24 Jan 2013, 6:22 am
Most notably, on January 9, 2013, the SEC announced that Robert Khuzami would step down as Director of Enforcement. [read post]
25 Apr 2013, 6:21 am
White succeeds Elisse Walter, who replaced Mary Schapiro as Chairman in December 2012. [read post]
6 Feb 2013, 9:28 am
Symposium Schedule - February 28, 2013 8:00 am – 8:50 amRegistration and Breakfast 8:50 am - 9:00 am Introduction Dean Robert Schapiro, Emory University School of Law 9:00 am – 10:30 amCorporate Panel: Municipal Restructuring Moderator: Gary Marsh, McKenna Long & Aldridge LLP Patrick Darby, Partner, Bradley Arant Boult Cummings Mark Kaufman, Partner, McKenna Long & Aldridge LLP Marc Levinson, Partner, Orrick Eric Schaffer, Partner, Reed… [read post]
28 Dec 2012, 9:23 am
Read the SEC complaint here.Enforcement Chief Kuzami Rumored to Leave Last week, both Bloomberg and the Wall Street Journal reported that SEC Enforcement Division director Robert Khuzami was stepping down from his post. [read post]
4 Feb 2013, 10:11 am
Respectfully submitted, Robert L. [read post]
14 Jul 2023, 7:57 am
Non-chair Commissioner Robert J. [read post]
17 Apr 2008, 11:19 pm
Robert B. [read post]
13 Feb 2011, 11:46 am
In the wake of a breach of NASDAQ computer systems by hackers, Senator Robert Menendez (D-NJ) asked the SEC to investigate the extent to which hacking can disrupt trading platforms at national exchanges and what steps can be taken to prevent that. [read post]
27 Jan 2011, 7:57 am
Professor of Law; Associate Dean for Academic Affairs Vincent Rougeau, University of Notre Dame Professor of Law Robert Schapiro, Emory University Professor of Law; Associate Vice Provost for Academic Affairs [read post]
26 Mar 2010, 8:27 pm
"Judge Stanton asked Schapiro whether anyone had asked Sandoval directly who had leaked to him; Schapiro indicated that Sandoval had declined to reveal his source's identity during a conversation with a Google PR representative. [read post]
2 Aug 2009, 7:29 am
(Editor’s Note: This post is based on a client memo by Randall Guynn, Arthur Long, Annette Nazareth, Margaret Tahyar, Robert Colby, Courtenay Myers and Reena Agrawal Sahni of Davis Polk & Wardwell LLP.) [read post]
14 Aug 2009, 6:45 am
(Editor's Note: This post below is a transcript of remarks by Robert Khuzami, Director of the Division of Enforcement of the Securities and Exchange Commission, to The Association of the Bar of the City of New York last week.) [read post]
25 Mar 2010, 6:11 am
Rosenberg (‘83), Mary Schapiro, Damon A. [read post]
23 May 2012, 6:09 am
The two regulators, Mary Schapiro and Robert Gensler, both believe that if Dodd-Frank reforms had been enacted at the time of their passing, the loss at JPMorgan either wouldn’t have happened or would have been much more controlled. [read post]
22 Mar 2021, 11:37 am
” That led to a campaign to have Smith fired and a statement from Dean Robert Schapiro that not only announced a formal investigation but appeared to denounce Smith. [read post]
