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Securities and Exchange Commission Whistleblower Awards List
23 Sep 2013, 12:50 pm by Mary Jane Wilmoth
Action Notice Date Claim Due Date 2013-84 SEC v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Court of Chancery of the State of Delaware, Tetragon Financial Group Limited v. Ripple Labs Inc., Docket C.A. No. 2021-0007-MTZ
29 Jun 2021, 2:27 pm
Ripple Labs Inc., Docket C.A. [read post]
Frederic Borel - http://fredericborel.blogspot.ch/
SEC Enforcement Chief Speaks on Enforcing the Federal Securities Laws in the Age of Crypto
10 Jul 2024, 9:01 pm by renholding
Securities and Exchange Commission (“SEC”). [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Morgan Keegan Auction Rate Securities Lawsuit Reinstated
3 May 2012, 7:06 am by D. Daxton White
The case is SEC v. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The SEC Can Learn a Thing or Two from Europe About Regulating Digital Assets    
22 Aug 2024, 9:05 pm by renholding
Dec. 22, 2020) and Securities and Exchange Commission v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Securities Industry Commentator by Bill Singer Esq
28 Jun 2018, 5:32 am
(FINRA National Adjudicatory Council Decision, Complaint No. 2009017440201  / March 15, 2017)https://www.finra.org/sites/default/files/NAC_2009017440201_Ottimo%2C_031517_0.pdfAs set forth in the preamble of the SEC Opinion:Louis Ottimo, a former registered representative with EKN Financial Services Inc. (“EKN”), a former FINRA member firm, seeks review of a FINRA disciplinary action finding that he fraudulently omitted information from his biography in a… [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Bad and Worse Ways for the Government to Lose the SEC SCOTUS Case
5 Dec 2023, 9:01 pm by Michael C. Dorf
For example, in the 1943 case of National Broadcasting Co., Inc. v. [read post]
Verdict - http://verdict.justia.com/
Professors and Former SEC Commissioners’ Brief in Halliburton
11 Jan 2014, 9:43 am by John Elwood
(John Elwood) As promised, here is the brief submitted by a second group of professors, together with former SEC Commissioners, in Halliburton Inc. v. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Finn v. Smith Barney: 10(b) Market Manipulation Suit Dismissed for Lack of Reliance
14 Aug 2012, 5:01 am by Jeremy Liles
In Finn v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Court Holds That D&O Policy Does Not Cover Internal Investigations Or Costs In Responding to SEC Investigations
14 Dec 2010, 1:41 am
  See Office Depot, Inc. v. [read post]
InsureReinsure.Com: The Insurance & Reinsurance Blog - http://www.insurereinsure.com/
Argument preview: Justices to study limits on state-court securities litigation
25 Nov 2015, 2:04 pm by Ronald Mann
In an unusual twist, though, Merrill Lynch, Pierce, Fenner, & Smith, Inc. v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Three Days Before Effective Date, SEC Denies Stay of Regulation A+
18 Jun 2015, 4:00 am by John Jascob
Inc. v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Public Citizen, Inc. has filed an amicus brief in support of the U.S. Dept. of Labor’s Fiduciary Rule
29 Aug 2016, 4:00 am by The Public Employment Law Press
[The National Association for Fixed Annuities, et al, v. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Joint amicus brief supports the SEC's proposed data feed reforms
22 Jan 2021, 7:56 am by John Jascob
The amici are the Council for Institutional Investors, the Securities Industry and Financial Markets Association, Inc., Investors' Exchange LLC, and MEMX LLC (The Nasdaq Stock Market LLC v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
2020 Mid-Year Securities Litigation Update
1 Sep 2020, 6:23 am
In addition, a petition for a writ of certiorari was filed in National Retirement Fund v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Judge Rakoff Rejects SEC Settlement Agreement with Citigroup
28 Nov 2011, 11:55 pm
Ebay Inc. v. [read post]
Timely Objections - http://www.timelyobjections.com/
Class Action Defense Cases–Morrison v. National Australia Bank: Supreme Court Affirms Dismissal Of Securities Class Action Holding No Cause Of Action Exists For Foreign Plaintiffs Suing For Misconduct Involving Securities Traded On Foreign Exchanges
5 Jul 2010, 8:58 pm
Sec. [read post]
Class Action Defense Blog - https://www.reallaw.us/posts/
Second Circuit Declines to Allow SEC Rule 10b-5 Claim for “Scheme Liability” to Proceed Where the Alleged Misconduct Amounted Only to the Making of Material Misstatements or Omissions 
22 Jul 2022, 9:06 am by John Stigi and Alejandro Moreno
In SEC v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Internal Ernst & Young Whistleblower First Disclosed Cheating Scandal
29 Jun 2022, 1:31 pm by Geoff Schweller
Supreme Court’s ruling in Digital Realty Trust, Inc. v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Rulemaking and Litigation in Chair Gensler’s First 1000 Days
13 Feb 2024, 9:05 pm by renholding
Supreme Court in West Virginia v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/