Search for: "Securities & Exchange Commission v. Topping" Results 41 - 60 of 369
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19 Apr 2022, 5:05 am by David W.S. Lieberman
Congress first enacted the AKS in 1972 as amendments to the Social Security Act. [read post]
17 Apr 2022, 5:58 am by jonathanturley
(The executive reportedly later claimed that he was promised a top cyber security job in the Clinton administration). [read post]
18 Feb 2022, 1:25 pm by Race to the Bottom
Elon Musk, with a net worth close to $240 billion, is not one to shy away from his dislike of the Securities and Exchange Commission (“SEC”). [read post]
17 Feb 2022, 8:03 am by Written on behalf of Peter McSherry
For example, in New Brunswick Legal Aid Services Commission v Paulin, the employee’s service was just 4 years, however, their previous service was 20 years. [read post]
17 Feb 2022, 8:03 am by Written on behalf of Peter McSherry
For example, in New Brunswick Legal Aid Services Commission v Paulin, the employee’s service was just 4 years, however, their previous service was 20 years. [read post]
24 Jan 2022, 6:30 am
Securities and Exchange Commission (“SEC”) and if the Biden Administration’s Build Back Better Act makes further headway. [read post]
21 Jan 2022, 3:00 am by Jim Sedor
On the anniversary of that attack, the Department of Homeland Security warned that calls for violent action against lawmakers were picking up steam online. [read post]
3 Jan 2022, 12:39 pm by Kevin LaCroix
  I have set out below the Top Ten D&O Stories of 2021, with a focus on the future implications. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
In the US, for example, the Securities and Exchange Commission has flagged it is likely to introduce new rules on climate-risk disclosures for companies in the second half of 2021. [read post]
8 Dec 2021, 7:27 am by CFM Admin
On an annual basis, Securities and Exchange Commission (“SEC”) registered investment advisers (“SEC RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if: (i) the SEC RIA has disclosed nonpublic personal information other than in connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
7 Dec 2021, 6:28 am by rainey Reitman
Suffice it to say that you know a lot about this stuff, and off the top, you told us a story about walking past a bridal shop, doing a good deed by locking the door and then never hearing back. [read post]
11 Nov 2021, 9:03 pm by Laura Welborn
Securities and Exchange Commission approved the Public Company Accounting Oversight Board’s Rule 6100. [read post]
11 Nov 2021, 2:07 pm by Kevin LaCroix
 Claim handlers continue to wrestle with enduring long-tail Exchange Act claims, federal and state Securities Act claims, and shareholder derivative suits without respite. [read post]
3 Nov 2021, 7:05 am by Hunton Andrews Kurth LLP
  In a press release issued by the OCC in connection with the Report, Acting Comptroller Hsu characterizes the Report as “identif[ying] the risk of stablecoin runs as the top concern. [read post]
6 Oct 2021, 6:41 pm by Shannon O'Hare
The blockchain technology on which NFTs are based means that they are highly secure and come with an immutable, publicly verifiable chain of title and proof of provenance. [read post]