Search for: "State v. Investors Security Corporation"
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27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
26 Jun 2023, 11:52 am
* [i] There have been more than 230 corporate bankruptcy filings in the United States in 2023, according to the latest market intelligence data from S&P Global. [read post]
26 Jun 2023, 11:52 am
* [i] There have been more than 230 corporate bankruptcy filings in the United States in 2023, according to the latest market intelligence data from S&P Global. [read post]
14 Jun 2023, 9:05 pm
United States, 445 U.S. 222, 227 n.8 (1980) (quoting Judge Learned Hand’s statement in Gratz v. [read post]
14 Jun 2023, 4:33 pm
’s motion to dismiss the state’s lawsuit against the company for allegedly misleading consumers and investors about climate change and fossil fuels.[16] Exxon Mobil Corp. and its former officials were defendants in a securities fraud class action in which shareholders alleged materially false and misleading statements relating to climate change. [read post]
5 Jun 2023, 9:30 pm
DRE]Joseph Dolley (wiki)Shortly after 1900, Joseph Dolley, Kansas’s state banking commissioner, noticed that the state’s residents, dissatisfied in an inflationary time with the interest on savings accounts in commercial banks, were purchasing the exceedingly dubious securities of newly formed corporations, “beautifully engraved or lithographed certificates of stocks and bonds, which soon proved to be worthless. [read post]
5 Jun 2023, 1:02 pm
Desai, Lee v. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
16 May 2023, 8:21 am
For example, in the securities law context, a Second Circuit panel upheld the SEC’s Regulation Best Interest, but only after finding that a private plaintiff—not the state plaintiffs—had Article III standing (See, XY Planning Network, LLC v. [read post]
9 May 2023, 9:01 pm
Questionnaires should require information on whether the nominee is an employee, officer, partner or co-investor of the nominating stockholder. [read post]
6 May 2023, 2:49 pm
” There seems to be only one relevant precedent: Televest v. [read post]
2 May 2023, 12:51 pm
§ 1343, bank fraud , and/or securities fraud in violation of 18 U.S.C. [read post]
28 Apr 2023, 6:30 am
Katz, Sabastian V. [read post]
28 Apr 2023, 6:30 am
Katz, Sabastian V. [read post]
27 Apr 2023, 9:05 pm
Most prominently, in Janus v. [read post]
24 Apr 2023, 6:41 am
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
24 Apr 2023, 6:41 am
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
