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7 Jan 2019, 9:01 pm by Tamar Frankel
Recently, regulators in New Jersey have focused on the broker-dealer’s duties to possible investors, whom broker-dealers approach with proposed securities’ purchases, sales, and trades. [read post]
20 Dec 2017, 9:01 pm by Tamar Frankel
The purpose of this note is to raise questions regarding the movement towards electronic money, and its possible impact on the enforcement of the law. [read post]
18 Oct 2018, 9:00 pm by Tamar Frankel and Sezgi G. Fuechec
Senator Elizabeth Warren recently proposed a federal statute vesting in corporate employees voting rights to select corporate board members. [read post]
30 Apr 2018, 9:01 pm by Tamar Frankel
IntroductionThe proverb “trust but verify” was used by President Ronald Reagan when he met with Russia’s President Gorbachev. [read post]
22 Oct 2017, 9:01 pm by Tamar Frankel
The design of an institutional compliance plan, its form and ways of enforcement, may affect, if not determine, the honest behavior of its employees. [read post]
30 Jan 2019, 9:01 pm by Tamar Frankel
A Ponzi scheme—named for Charles Ponzi, who defrauded investors in the 1920s—is an investment fraud that pays profits to earlier investors using funds obtained from more recent investors. [read post]
15 May 2019, 9:01 pm by Tamar Frankel
Note from the Author: I owe the idea for this article to Professor Charles Whitehead, who raised it in our discussion on Ponzi schemes years ago.Private ordering—rules of behavior without the backup of the law—has been hailed as optimally efficient and cost-reducing. [read post]
26 Sep 2017, 9:01 pm by Tamar Frankel
The following is a short description of robo-advisers and the issues they raise. [read post]
3 Nov 2018, 7:26 am
Posted by Tamar Frankel (Boston University), on Saturday, November 3, 2018 Editor's Note: Tamar Frankel is Professor of Law Emerita Boston University School of Law. [read post]
10 Sep 2018, 6:19 am
Posted by Tamar Frankel (Boston University), on Monday, September 10, 2018 Editor's Note: Tamar Frankel is Professor of Law Emerita Boston University School of Law. [read post]
17 Jun 2018, 9:01 pm by Tamar Frankel
The first column, dealing with the duties of broker dealers, set the stage for defining fiduciaries and the rationale for their duties. [read post]
9 Jan 2015, 1:19 pm by John Jascob
Macey called the authors’ plans to develop arguments that they had previously dismissed “a rather desperate attempt to salvage assertions of illegality that the authors ought to drop,” while Boston University law professor Tamar Frankel posited that Gallagher’s continued accusations may violate the SEC Canon of Ethics.Previous dialogue. [read post]
10 Jun 2020, 5:52 pm by Christine Corcos
MacKinnon (2014), Herma Hill Kay (2015), Marina Angel (2016), Martha Albertson Fineman (2017), Tamar Frankel (2018), Phoebe Haddon (2019), and Robin West (2020). [read post]
Editor’s Note: The following post comes to us from Tamar Frankel, Professor of Law at Boston University Law School. [read post]
19 Jun 2019, 4:20 pm by Christine Corcos
MacKinnon (2014), Herma Hill Kay (2015), Marina Angel (2016), Martha Albertson Fineman (2017), Tamar Frankel (2018), and Phoebe Haddon (2019). [read post]
19 Jun 2019, 4:20 pm
MacKinnon (2014), Herma Hill Kay (2015), Marina Angel (2016), Martha Albertson Fineman (2017), Tamar Frankel (2018), and Phoebe Haddon (2019). [read post]
10 Jun 2020, 5:52 pm
MacKinnon (2014), Herma Hill Kay (2015), Marina Angel (2016), Martha Albertson Fineman (2017), Tamar Frankel (2018), Phoebe Haddon (2019), and Robin West (2020). [read post]
13 Feb 2013, 5:20 pm by Mary Whisner
Swindles and swindlers are fascinating—and they can have a big impact on their victims, both individuals and institutions.The Ponzi Scheme Puzzle: A History and Analysis of Con Artists and Victims (2012) is a new book by law professor Tamar Frankel. [read post]