Search for: "The Regulatory Review"
Results 581 - 600
of 28,909
Sort by Relevance
|
Sort by Date
14 Mar 2025, 8:00 am
EMIR 3 – Regulatory Technical Standards (RTS) on the clearing thresholds. [read post]
14 Mar 2025, 7:55 am
Most banks and other payment service providers (PSPs) default to the regulatory limits, but they can set their own contactless limits within these if they choose. [read post]
14 Mar 2025, 6:21 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Baldwin (Baldwin), previously associated with Brokers International Financial Services, Llc., has at least one disclosable event. [read post]
Broker Elan Sanker in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint
14 Mar 2025, 6:18 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elan Sanker (Sanker), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. [read post]
14 Mar 2025, 6:00 am
The move adds to pressure on the PSR as the government reviews the country’s regulatory landscape in a bid to cut red tape and boost growth. [read post]
14 Mar 2025, 4:59 am
Newsmax Media has paid $40 million to settle allegations it defamed the voting machine company Smartmatic by reporting it helped rig the 2020 election for former President Biden, according to a regulatory filing. [read post]
13 Mar 2025, 10:00 pm
Partners Pam Wu and Kirstin Gibbs, with associate Patrick Pennella, co-authored an article for Reuters looking at recent actions by the US administration and the Federal Energy Regulatory Commission (FERC) that signal a more streamlined approach to reviews of proposed natural gas infrastructure projects, with less focus on the impacts of greenhouse gas (GHG) emissions and climate change. [read post]
13 Mar 2025, 10:00 pm
Partners Pam Wu and Kirstin Gibbs, with associate Patrick Pennella, co-authored an article for Reuters looking at recent actions by the US administration and the Federal Energy Regulatory Commission (FERC) that signal a more streamlined approach to reviews of proposed natural gas infrastructure projects, with less focus on the impacts of greenhouse gas (GHG) emissions and climate change. [read post]
13 Mar 2025, 10:00 pm
Partners Pam Wu and Kirstin Gibbs, with associate Patrick Pennella, co-authored an article for Reuters looking at recent actions by the US administration and the Federal Energy Regulatory Commission (FERC) that signal a more streamlined approach to reviews of proposed natural gas infrastructure projects, with less focus on the impacts of greenhouse gas (GHG) emissions and climate change. [read post]
13 Mar 2025, 10:00 pm
Partners Pam Wu and Kirstin Gibbs, with associate Patrick Pennella, co-authored an article for Reuters looking at recent actions by the US administration and the Federal Energy Regulatory Commission (FERC) that signal a more streamlined approach to reviews of proposed natural gas infrastructure projects, with less focus on the impacts of greenhouse gas (GHG) emissions and climate change. [read post]
13 Mar 2025, 10:00 pm
Partners Pam Wu and Kirstin Gibbs, with associate Patrick Pennella, co-authored an article for Reuters looking at recent actions by the US administration and the Federal Energy Regulatory Commission (FERC) that signal a more streamlined approach to reviews of proposed natural gas infrastructure projects, with less focus on the impacts of greenhouse gas (GHG) emissions and climate change. [read post]
13 Mar 2025, 10:00 pm
Partners Pam Wu and Kirstin Gibbs, with associate Patrick Pennella, co-authored an article for Reuters looking at recent actions by the US administration and the Federal Energy Regulatory Commission (FERC) that signal a more streamlined approach to reviews of proposed natural gas infrastructure projects, with less focus on the impacts of greenhouse gas (GHG) emissions and climate change. [read post]
13 Mar 2025, 9:05 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
13 Mar 2025, 2:16 pm
Reporting perpetrators to regulatory authorities or law enforcement: In certain circumstances, a business may choose to report employees or managers who defrauded the company to applicable regulatory authorities (such as FINRA or state licensing boards) or law enforcement when their fraud may have involved criminal activity. [read post]
13 Mar 2025, 2:05 pm
Back in November, I outlined eight economic insights that matter for policy. [read post]
13 Mar 2025, 11:16 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lancaster (Lancaster), previously associated with Edward Jones, has at least one disclosable event. [read post]
13 Mar 2025, 11:12 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Van dyken (Van dyken), previously associated with Ameriprise Financial Services, LLC, has at least 2 disclosable events. [read post]
13 Mar 2025, 11:08 am
The finding stated that the firm amended Clark’s Form U5 to disclose that she resigned while under review related to alleged misuse of funds associated with an OBA. [read post]
13 Mar 2025, 9:24 am
Independent Review Validates TikTok U.S. [read post]
13 Mar 2025, 6:55 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lancaster (Lancaster), previously associated with Edward Jones, has at least one disclosable event. [read post]
