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24 Aug 2017, 3:00 am by John Jenkins
In addition, 29 congressional Democrats have written a letter to SEC Chair Jay Clayton urging the SEC to require more disclosure about board diversity. [read post]
23 Aug 2017, 6:09 am
Tygesson is a partner in the Capital Markets and Corporate Compliance Group at Dorsey & Whitney LLP. [read post]
1 Aug 2017, 3:03 am by Liz Dunshee
Both would join an SEC down to just three members: Democrat Kara Stein, Republican Michael Piwowar, and Jay Clayton, the chairman, who is an independent. [read post]
25 Jul 2017, 1:31 pm by Mark Astarita
"The SEC is studying the effects of distributed ledger and other innovative technologies and encourages market participants to engage with us," said SEC Chairman Jay Clayton. [read post]
23 Jul 2017, 4:00 am by Administrator
The Court had adopted the “unfettered” language 83 years earlier (in Clayton v. [read post]
21 Jul 2017, 6:04 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 21, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 14–20, 2017. [read post]
19 Jul 2017, 4:27 pm by Kevin LaCroix
What isn’t clear is SEC Commissioner Jay Clayton stands on the issue. [read post]
19 Jul 2017, 2:44 am by John Jascob
Maloney suggested that even with reforms the corporate bond market will still remain relatively illiquid, and we should not fool ourselves into thinking that corporate bonds will ever approach the liquidity of stocks or even Treasury bonds.While the market for U.S. [read post]
12 Jul 2017, 3:50 am by Kevin LaCroix
Just like Clayton Consultants, the team advising a ransomware victim company, whether a hospital or global corporate conglomerate, must employ a thoughtful, careful and methodical protocol to survive the ransomware crisis. [read post]
6 Jul 2017, 3:58 am by Broc Romanek
SEC Chair Lists His Agenda Priorities Recently, SEC Chair Jay Clayton testified on the SEC’s fiscal 2018 budget before the Senate Appropriations Subcommittee and listed his priorities. [read post]
Court of Appeals for the District of Columbia Circuit recently put the kibosh on the proposed mega merger between health insurance giants Anthem, Inc. and Cigna Corporation, two of the nation’s four largest insurers. [read post]
18 Jun 2017, 4:38 pm by Kevin LaCroix
” On the other hand, during their respective confirmation hearings, both Attorney General Jeff Sessions and SEC Chair Jay Clayton specifically indicated that the FCPA is a statute that they intend to enforce. [read post]
1 Jun 2017, 7:31 am by John Jascob
By Amy Leisinger, J.D.House Financial Services Committee Senior Member Gregory Meeks (D-NY) has sent a letter to SEC Chairman Jay Clayton urging continuation of efforts to improve corporate board diversity disclosures. [read post]
31 May 2017, 8:55 am by Scott H. Kimpel
Each of the three were previously partners at prominent corporate law firms, and each has substantial experience in corporate governance, capital markets transactions and mergers and acquisitions. [read post]
31 May 2017, 8:55 am by Scott H. Kimpel
Each of the three were previously partners at prominent corporate law firms, and each has substantial experience in corporate governance, capital markets transactions and mergers and acquisitions. [read post]
31 May 2017, 3:34 am by Liz Dunshee
But even if frequently misunderstood, the coverage provides corporate directors and officers an important safety net. [read post]
23 May 2017, 3:25 pm by Todd Janzen
 Such tying arrangements are a violation of the Sherman and Clayton Antitrust Acts because they are anti-competitive and restraints on trade. [read post]
12 May 2017, 3:46 am by Broc Romanek
He then helped AFSCME become active in the area of corporate governance. [read post]
9 May 2017, 3:04 pm by David C. Scileppi
Hinman seems to align with Chair Clayton’s vision. [read post]