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3 Sep 2024, 11:57 pm
But a trio of lawyers writing for the New York Law Journal in May predicted that more proposals would be on the way. [read post]
13 Aug 2009, 1:46 pm
ABA and a State Bar may be a good start. [read post]
15 Feb 2013, 7:31 am
Unfortunately, some rogue brokers are so good that they may fly under the radar even at firms that promote the culture of compliance; I have seen it happen. [read post]
21 Jul 2015, 8:26 pm
Nevertheless, Judge King’s ruling may be significant in terms of how the other stock promotion securities class action lawsuits may fare. [read post]
4 Nov 2010, 3:58 am
., the private-equity firm managed by Henry Kravis and George Roberts, is set to raise more than $2.5 billion for new funds in the second half of this year, as firms seize on a rebound in deals to attract investor cash, Bloomberg News reported. [read post]
5 Aug 2015, 7:03 am
The post Diplomatic Immunity May Bar Lawsuits for Sexual Harassment Against Consular Officials in New York City appeared first on New York Employment Attorney Blog. [read post]
21 Aug 2022, 7:08 am
The complaint purports to be filed on behalf of a class of investors who purchased company shares between November 15, 2021 (the date on which the company announced that it had terminated its prior accounting firm and engaged a different, new public accounting firm) and July 29, 2022. [read post]
15 Jan 2015, 11:27 pm
Joseph Mueller (not a relative of mine) is a co-author of a study according to which smartphone patent royalties may exceed $120 per device and undermine industry profitability. [read post]
9 Aug 2017, 11:42 am
Fined & Censured According to FINRA, on May 31, 2017, Sterne Agee & Leach Inc. [read post]
6 Mar 2015, 6:36 am
Specifically, The White Law Group is investigating the liability that brokerage firm’s may have for recommending this risky investment. [read post]
7 Feb 2010, 11:14 am
Thus, that firm has a very strong incentive to seek a global resolution of those cases, which may not be in the best interest of its other clients. [read post]
20 Nov 2013, 9:55 am
As police piece together their investigation and search for a gunman, premises liability attorneys at The Murray Law Firm are questioning whether a fatal security lapse at the gas station may have contributed to the death of Mr. [read post]
17 Dec 2010, 1:03 pm
An investigation into the facts surrounding the tragedy indicated that the intoxicated driver had attended a Korean Airlines work function that may or may not have been a Korean Airlines promotional event. [read post]
Attorney General Letitia James Strikes Again: $50 Million Settlement Reached with Crypto Firm Gemini
20 Jun 2024, 7:11 am
The office has been at the forefront of these efforts, securing significant settlements from various cryptocurrency firms. [read post]
13 May 2011, 9:34 am
However, under Rule 2340(c)(2), FINRA states that a brokerage firm may only include an estimated per share value of a non-traded REIT if the estimated value uses data that is no more than 18 months old. [read post]
17 Jul 2007, 6:18 am
In law firms, like in most businesses, the reverse typically happens. [read post]
9 Mar 2015, 8:28 am
The White Law Group is investigating the liability that brokerage firm’s may have for recommending this risky investment. [read post]
21 Jun 2023, 12:15 pm
We want to hear from you,” the law firm posted. [read post]
27 Aug 2024, 9:05 pm
Some argue that incorporating ESG considerations can lead to additional costs that may reduce profits. [read post]
14 Nov 2013, 10:17 am
It may be a question of whether it is still going to be under protective order or not. [read post]
