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14 Oct 2019, 8:22 am
In addition to taking steps to enhance its own cybersecurity, NFA requires member firms to conduct security and risk analysis, deploy protective measures, develop a response and recovery plan, train employees, and review their programs at least every twelve months. [read post]
1 Feb 2018, 7:06 am
When the NMS plan was created, the self-regulatory organizations were non-profit entities. [read post]
23 May 2016, 6:59 am
Halper is a partner in the Securities Litigation & Regulatory Enforcement Practice Group at Orrick, Herrington & Sutcliffe LLP. [read post]
24 Feb 2022, 8:39 am
In other cases where funding lapsed, the FCC found money to keep some functions operating and still required certain regulatory filings. [read post]
6 Aug 2024, 10:00 am
Payday Loans and Regulatory Considerations Access this practice note for an overview of the federal consumer financial regulatory scheme governing payday loans and guidance on payday lending regulation. [read post]
8 Mar 2018, 5:03 am
”The Federal Court noted that the two prongs of The Burford Doctrine were satisfied:A timely and adequate state court review is available; andThe particular regulatory scheme involves a matter of substantial public concern, it is the complex, technical regulatory scheme to which the Burford abstention doctrine usually is applied, and the federal review of a party’s claims would interfere with the state’s efforts to establish and maintain a… [read post]
19 Mar 2014, 11:44 am
My article, "Realizing Socio-Economic Rights Under Emerging Global Regulatory Frameworks: The Potential Impact of Privatization and the Role of Companies of China and India"" has just been published and appears in the George Washington International Law Review, 45(4):615-680 (2013). [read post]
27 Sep 2011, 6:00 am
This past winter I co-wrote a law review article (with Glenn Wong and Chris Deubert) titled "Going Pro in Something Other than Sports: Improving Guidance for Student-Athletes in a Complicated Legal and Regulatory Framework. [read post]
31 May 2020, 7:35 am
The comment cycle was set in the FCC’s annual regulatory fee proceeding. [read post]
6 Jun 2011, 10:05 am
The WSJ reviews Silicon Valley entrepreneur Henry Nothhaft's new book, Great Again: Revitalizing America's Entrepreneurial Leadership: Mr. [read post]
12 Feb 2009, 12:23 am
The staff of the World Bank Group recently released its annual Doing Business report, which provides an interesting review of the differing conditions and trends found in the various Latin American economies.Among Latin American nations, Colombia and the Dominican Republic were ranked among the report’s top 10 reformers in 2007/2008. [read post]
5 Dec 2024, 5:00 am
A provider that is dissatisfied with a Reconsideration Decision has a right to request ALJ review of that decision. [read post]
20 Dec 2013, 6:48 am
” Assuming the law review finds it publishable, it will appear in the FIU Law Review alongside the work of luminaries like Siegfriend Weissner and Sarah Krakoff. [read post]
5 Mar 2019, 2:55 am
The FCA states that firms should review their policies, procedures and controls to ensure they are complying with all relevant regulatory requirements and are treating customers fairly. [read post]
22 Nov 2004, 8:13 pm
[JURIST] Canadian Press is reporting that US officials on Monday started the final review of draft rules that would drop the existing trade barrier against Canadian beef products. [read post]
4 Jun 2009, 5:20 pm
She has authored several law review articles and has chaired and co-chaired several Energy Bar committees. [read post]
13 Apr 2010, 6:01 am
On March 31st, a Federal District Court in Tennessee (6th Circuit) issued the latest decision in relation to litigation stemming from New Source Review (NSR) enforcement actions against electric coal fired utilities. [read post]
17 Dec 2013, 8:26 am
In this regard, if association code rules restrict or limit members’ ability to price their products, compete (for example, with respect to particular markets, customers or product offerings), engage in legal advertising or impact output or who members deal with, such rules should be critically reviewed by association leadership for potential competition law issues. __________________ For more information about our regulatory services: contact For more regulatory… [read post]
14 Jan 2011, 3:03 pm
Each week Wise Law Blog will review decisions from the Court of Appeal.R. v. [read post]
18 Feb 2015, 2:52 pm
Supreme Court granted a second petition for review. [read post]
