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9 Jul 2015, 6:43 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) entered into an agreement whereby the regulatory fined Broker Dealer Financial Services Corp. [read post]
19 Sep 2021, 7:55 am by David Oxenford and Adam Sandler
Here are some of the regulatory developments of significance to broadcasters from the last week, with links to where you can go to find more information as to how these actions may affect your operations. [read post]
19 Jul 2012, 11:01 am by Mike Scarcella
The SEC contends that regulatory filings, however, concealed Prince's role at the company. [read post]
1 Dec 2020, 11:47 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Martin Noonan Jr. [read post]
20 Sep 2018, 3:46 pm by Jordan Grushkin and Cody Fierro
While Cigna and Express Scripts await the remaining state regulatory approvals for its transaction, another significant proposed transaction – CVS’s proposed $69 billion acquisition of Aetna – remains under DOJ review. [read post]
On 13 February 2024, the European Securities and Markets Authority (ESMA) issued a public statement concerning Regulatory Technical Standard (RTS) 28 under MiFID II. [read post]
10 Jan 2017, 8:55 am by Dennis Crouch
by Dennis Crouch The Separation of Powers Restoration Act has been reintroduced in the House of Representatives (H.R. 76) and will likely be quickly passed either alone or as part of the larger Regulatory Accountability Act of 2017 (H.R. 5). [read post]
3 May 2012, 8:05 am by Paul Maharg
 I talked about the literature review largely, and where the project is at the moment. [read post]
30 Aug 2017, 2:03 pm by Eversheds Sutherland
The letter states, among other things, that G2 LNG has not filed the draft resource reports “needed for staff to continue the environmental review of the project,” and “has not engaged any regulatory authorities or potentially affected stakeholders in the last 16 months, which is one of the main intended purposes of the pre-filing process. [read post]
30 Aug 2017, 2:03 pm by Eversheds Sutherland
The letter states, among other things, that G2 LNG has not filed the draft resource reports “needed for staff to continue the environmental review of the project,” and “has not engaged any regulatory authorities or potentially affected stakeholders in the last 16 months, which is one of the main intended purposes of the pre-filing process. [read post]
4 Oct 2020, 6:52 am by David Oxenford and Adam Sandler
  (Blog Post) We published in our Blog our monthly look at the regulatory dates and deadlines for October. [read post]
15 Jul 2011, 7:40 am by Mark Zamora
The conclusion is troubling - the "meta-analysis explains safety concerns by regulatory agencies and indicates a 52% increased risk of mortality associated with tiotropium mist inhaler in patients with chronic obstructive pulmonary disease.What is Spiriva? [read post]
18 Aug 2024, 6:56 am by David Oxenford and Keenan Adamchak
  The AM station has an unpaid regulatory fee debt totaling $9,825.07 for those fiscal years. [read post]
11 Dec 2017, 1:21 pm by Daniel A. Goldfried and Julian Cokic
Based on this data, the model looks for common attributes among brokers known to have engaged in bad behavior and creates a list of high-risk brokers for further review. [read post]
10 Dec 2008, 2:09 pm
The Reed Smith Health Industry Washington Watch blog has been updated to discuss a variety of regulatory and other developments impacting health policy, including the following: Regulatory Developments -- CMS has published regulations regarding Medicaid disproportionate share hospital payments, Medicaid non-emergency medical transportation services, and Medicare home health agency rates. [read post]
1 May 2011, 2:02 pm by Aaron Barkoff
I highly recommend this book to anyone working in the legal, regulatory, business development and R&D groups at pharmaceutical companies--both innovator and generic. [read post]
2 Jul 2009, 12:32 pm
Articles and essays accepted for publication will appear in the Fall 2009 Law, Entrepreneurship & Economic Recovery issue of the Law Review. [read post]
13 Oct 2009, 11:27 pm
United States (sustaining independent regulatory commissions) and Morrison v. [read post]