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22 Jun 2012, 9:52 am
Claim 20 recites: 20. [read post]
7 Jan 2014, 8:42 am
A shareholder that becomes a 20% beneficial owner upon completion of a sale of securities is not a 20% beneficial owner at the time of the sale; however, such shareholder would be a covered person with respect to any sales of securities that are made while it was a 20% beneficial owner. [260.28] How to determine beneficial ownership for Rule 506(d) … The term “beneficial owner” in Rule 506(d) is interpreted in the same way as under Exchange Act Rule… [read post]
13 Mar 2009, 4:00 am
Count 2: Investment adviser fraud. [read post]
11 Oct 2017, 3:00 am
Disguised Active Investing? [read post]
1 Nov 2015, 5:44 pm
For their part, prospective investors may find it challenging to negotiate the maze of limitations on their investment opportunities. [read post]
18 Jan 2012, 6:08 pm
Therefore, if a fund has $30 million of assets and $20 million in debt, it is considered to have $30 million in regulatory assets under management, not $10 million. [read post]
2 Nov 2020, 2:05 pm
Operating businesses must take note, and investors should keep this in mind when conducting diligence reviews concerning potential investments. [read post]
5 Jun 2009, 11:10 pm
AlwaysOn received hundreds of nominations from venture investors, investment bankers and other industry experts.The AlwaysOn East Top 100 Private Companies will be honored at a reception at AlwaysOn's Venture Summit East from May 20-22, 2009 at the Mandarin Oriental Hotel in Boston. [read post]
3 Jun 2008, 5:15 am
This investment opportunity was sent to me by a business broker representing a west coast electronic discovery software company that is looking to sell the business. [read post]
2 Nov 2020, 2:05 pm
Operating businesses must take note, and investors should keep this in mind when conducting diligence reviews concerning potential investments. [read post]
27 Jul 2020, 6:05 am
Logikcull 20. [read post]
25 Apr 2023, 2:07 am
While many technology giants have resorted to mass layoffs, Apple has taken a people-first, long-lasting approach: investment in their HR program. [read post]
10 Oct 2017, 2:28 pm
In her presentation titled “How China’s Guiding Cases Guide Foreign Investment in China,” Ms. [read post]
5 Sep 2019, 3:00 am
And the top four stockholders control over 20 percent. [read post]
30 May 2019, 9:01 pm
A long term investment can magnify even a very small transaction cost. [read post]
14 Nov 2022, 2:18 pm
Cernak The FTC’s challenge of Altria’s investment into its e-cigarette competitor JUUL Labs, Inc. [read post]
8 Jul 2008, 2:18 pm
And a 20-year based revenue bond would essentially give you leverage of 10 to one. [read post]
1 May 2017, 10:00 am
A shift through retirement is when the stocks and bonds continue to adjust after hitting their target year—usually for 10 to 20 more years. [read post]
28 Oct 2013, 8:17 am
In some cases, Lin allegedly convinced his clients to take out home equity loans or liquidate their brokerage investments to generate money to invest with MEI. [read post]
11 Sep 2008, 7:01 pm
Caveat 2When comparing the IRR on alternative investments to a structured settlement IRR, be sure that the IRR on the alternative investment takes into account all investment charges including, if applicable, surrender charges and commissions on both the acquisition and disposal (buying or selling) of the alternative investment. [read post]
