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29 Nov 2009, 9:07 am
Frank Armstrong has more than 35 years of experience in the securities and financial services industry and is the founder and principal of Investor Solutions, Inc., a fee-only registered investment advisor, based in Miami. [read post]
28 Nov 2009, 9:52 pm
He was also Treasury Secretary Robert Rubin’s Special Assistant, Deputy Assistant Secretary of the Treasury, Special Advisor to President Clinton, Special Advisor at the State Department, Law Clerk to Justice Souter… this is one special guy, yes he is. [read post]
27 Nov 2009, 7:41 am
A lawyer is but an advisor on the law, they say. [read post]
27 Nov 2009, 6:33 am
Wage & Hour Financial Service Workers May Be Glorified "Production Workers" Who Are Entitled to Overtime -- Davis v. [read post]
26 Nov 2009, 4:30 am
None of the entities sued by the SEC using the UBS name are related to or affiliated with UBS, AG, the Switzerland-based financial services firm. [read post]
25 Nov 2009, 5:48 am
The industry could consolidate, as financial services did. [read post]
23 Nov 2009, 2:53 pm
 His personal financial ethics are impeccable; the rest of the UN community, however, places little value on financial rectitude by its leader and pines for a Secretary General who is a rock star, like Annan; the whispers and rumors have it that they would not be sorry to see him replaced. [read post]
22 Nov 2009, 9:05 am
Gregory has also served as an advisor to the World Bank and the joint OECD/World Bank Global Corporate Governance Forum on governance policy for developing and emerging markets. [read post]
20 Nov 2009, 6:16 am
To what extent did proxy advisory services, such as RiskMetrics Group (ISS), institutional shareholders and shareholder activists impact executive compensation policies in the 2009 proxy season? [read post]
19 Nov 2009, 6:27 am
RIA's and state regulators are optimistic following a report that Barney Frank, Chair of the House Financial Services Committee, intends to oppose an amendment to legislation that would expand FINRA's regulatory authority to cover certain registered investment advisors, reports Investment News. [read post]
18 Nov 2009, 2:52 pm
According to sources, many independent broker-dealers such as American Portfolios Financial Services, National Securities Corp., Securities America, and Signature Financial Group, sold the notes. [read post]
17 Nov 2009, 5:33 pm
¤ Law Firm Marketing for Attorneys ¤ Ranking Page: http://www.smartmarketingnow.com/ From the site: Marketing For Attorneys and marketing professional services â€" like those of attorneys, law firms, and other professional financial advisors â€" is very different from marketing a product. [read post]
17 Nov 2009, 11:26 am
The take away is that you have options out their competing for your business, and if you don't think your financial advisor cares enough about your dollars, or has the security to back up their control of your dollars, there are other advisors out there who would be delighted to give you the service that your deserve. [read post]
17 Nov 2009, 6:10 am
All potential stakeholders should consult professional advisors to have their positions evaluated. [read post]
16 Nov 2009, 1:11 pm
$1.28B According to LIMRA International – a worldwide association of insurance and financial services companies – the face value of the average life insurance policy sold in 2006 was $255,861. [read post]
16 Nov 2009, 1:11 pm
$1.28B According to LIMRA International – a worldwide association of insurance and financial services companies – the face value of the average life insurance policy sold in 2006 was $255,861. [read post]
13 Nov 2009, 2:34 pm
Personal advisors can be reached by calling 1-888-845-5669. [read post]
13 Nov 2009, 6:10 am
When in doubt, we suggest you contact your local bar association's Lawyer Referral Service. [read post]
12 Nov 2009, 8:52 pm
Scott Rothstein represents everything that is the antithesis to what the many honorable structured settlement consultants, registered settlement planners and sudden money financial advisors work to accomplish for their clients every day. [read post]
11 Nov 2009, 7:00 am
A data map should define what information is accessible and what would be a financial or other burden to recover. [read post]
