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10 Sep 2019, 5:14 am by Tom Zagorsky
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
9 Sep 2019, 5:00 am by Janene Marasciullo
New Burdens Associated with the Obligation of Disclosure and Form CRS Reg BI expressly requires BDs and RRs to make “full and fair” written disclosures at the time of any recommendation, concerning (i) the material fees and costs associated with the transaction, holdings, and accounts; (ii) the type and scope of services; (iii) any limitation on services offered; and (v) any conflict of interest. [read post]
9 Sep 2019, 5:00 am by Janene Marasciullo
New Burdens Associated with the Obligation of Disclosure and Form CRS Reg BI expressly requires BDs and RRs to make “full and fair” written disclosures at the time of any recommendation, concerning (i) the material fees and costs associated with the transaction, holdings, and accounts; (ii) the type and scope of services; (iii) any limitation on services offered; and (v) any conflict of interest. [read post]
8 Sep 2019, 8:17 pm
  Protecito0n form unlawful interference states the obvious--and it adds little to the duty of states to force them to declare that they will do what they are constitutionally burdened with doing. [read post]
7 Sep 2019, 7:00 am by Public Employment Law Press
Track municipal spending, the state's 160,000 contracts, billions in state payments and public authority data. [read post]
6 Sep 2019, 11:43 am
(Plutarch, The Fall of the Roman Republic, Sulla, ¶ 31).In the West it has long been common for leaders of states (or those whose leadership guides the state) to establish proscription lists. [read post]
6 Sep 2019, 5:39 am
Serio, Gibson, Dunn & Crutcher LLP, on Tuesday, September 3, 2019 Tags: Appraisal rights, Delaware cases, Erica John Fund v. [read post]