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13 Mar 2012, 7:43 am
It may be important to you to be able to speak to your attorney directly. [read post]
3 Jul 2019, 8:31 am
Those violators who aren’t deterred and accrue multiple offenses may soon find themselves paying higher insurance premiums and potentially without a license. [read post]
26 May 2017, 9:29 am
More importantly, the firm must retain an onsite independent consultant for the next 5 years to guard against insider trading. [read post]
15 Mar 2012, 8:06 pm
The H-1B petitioner may submit a combination of any documents to establish, by a preponderance of the evidence, that the required relationship will exist. [read post]
2 Mar 2012, 5:02 am
Many of you may not realize what it was like giving presentations in those days. [read post]
7 Feb 2017, 9:27 am
To the extent that some brokerage firm failed to perform adequate due diligence or make unsuitable investment recommendations, the firm may be held liable for any resulting losses in a FINRA arbitration claim. [read post]
15 Jul 2019, 9:01 am
Over the last several months, it has come to light that brokers from some of the largest firms on Wall Street firms sold Collateral Yield Investment Strategies (CYES Strategies) that may not have been suitable for many investors, causing them to suffer devastating losses. [read post]
4 Jan 2024, 1:00 am
Franklin may not have been the first person to say it, it is true! [read post]
9 Jun 2013, 11:47 pm
ALM released a report on AFAs in May. [read post]
15 Jan 2011, 10:19 am
Partners may retire when they wish. [read post]
29 Jun 2023, 2:06 am
Greg Brown and Ryan Leuthauser are shareholders at Tampa law firm Hill Ward Henderson, P.A., and have experience prosecuting and defending restrictive covenants in Florida and elsewhere. [read post]
9 Jul 2008, 3:10 pm
in fees to his own firm? [read post]
18 Apr 2013, 7:20 pm
But it may not be that easy. [read post]
30 Sep 2009, 10:46 pm
The only software we buy to install on computers is Microsoft Word, but with Google Docs and Open Office, even Word may no longer be needed. [read post]
24 May 2012, 6:52 am
As reported May 23 by Investment News, an arbitrator of the Financial Industry Regulatory Authority (FINRA) ordered Lerner to pay the claimants – Joseph Graziose and Florence Hechtel – $24,450 after they return their shares of Apple REIT Nine to the firm. [read post]
18 Oct 2016, 1:54 pm
Even the best policies and procedures may, however, not protect the firm in every instance. [read post]
28 Jul 2010, 9:32 am
The video is Pearson's audition tape to appear on a reality TV show called "Wipeout" (although Reynolds speculates that it may be secretly be a "brilliant bit of viral marketing" for Pearson and his firm). [read post]
21 Jul 2010, 12:10 pm
Sullivan & Cromwell, Bracewell & Giuliani, Gardere Wynne Sewell, Frasner Milner Casgrain, Osler, Hoskin & Harcourt, Slaughter and May, and CMS Cameron McKenna have all snagged roles on the sale of BP assets in three countries to Houston-based Apache. [read post]
1 Jul 2015, 10:00 am
While there is no one-size-fits-all answer for these smaller firms, here are some observations that may help you reach a decision. 1. [read post]
10 Jul 2009, 10:13 am
A salary freeze may actually be "good" news to associates, insofar as it's not as harsh as an outright salary cut. [read post]
