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31 Jul 2018, 2:20 pm by Staff Attorney
Murillo incurred a restitution fee of $35,000 and was suspended for 20 business days. [read post]
31 Jul 2018, 10:40 am by Kevin Kaufman
Finally, capital stock taxes penalize investment and expansion. [read post]
And on July 20, President Trump indicated that he is willing to up the ante and impose tarif [read post]
31 Jul 2018, 4:57 am by Brian Leiter
(The Kaplans' son made his money in real estate investing.) [read post]
30 Jul 2018, 5:58 am by Simon Lovegrove
On 27 July 2018, the FCA published Consultation Paper 18/20 (CP18/20) which summarises its findings, and consults on proposed new rules and guidance for loan-based and investment-based crowdfunding platforms. [read post]
29 Jul 2018, 9:30 pm by Mitra Sharafi
  One might start with 20 contributors in mind and only 8 end up doing anything. [read post]
27 Jul 2018, 7:55 am by Craig R. Tractenberg and John Gotaskie
Examples of material business changes that must be disclosed are closures or buybacks of five percent or more of the franchises in one year, change of control, management, corporate name, state of incorporation, and commencement of any new product, service, or model line increasing the investment or risk of the franchisee, and discontinuing or modifying the marketing plan of system where the total sales affected could be 20% or more of the franchisor’s business. [read post]
27 Jul 2018, 6:00 am
Callahan, Arnold & Porter Kaye Scholer LLP, on Friday, July 20, 2018 Tags: Janus Capital v. [read post]
27 Jul 2018, 6:00 am by Doug Cornelius
She has served as the Co-National Associate Director of OCIE’s Investment Company/Investment Adviser examination program since August 2016 and as the Associate Regional Director for Examinations in the SEC’s San Francisco office since November 2011. [read post]
26 Jul 2018, 2:57 pm by Hedge Fund Lawyer
  The NFA has proposed this Interpretive Notice in an effort to better inform and notify consumers of the risks involved with trading and investing in cryptocurrencies. [read post]
With so much time and energy invested in designing a training program, it’s important for management to consider what employees want and need. [read post]
With so much time and energy invested in designing a training program, it’s important for management to consider what employees want and need. [read post]
25 Jul 2018, 10:30 am by David Stanton, Wenqing Zhao
Instead, the Chinese government will likely turn to currency devaluation, investment restrictions, and diplomatic action. [read post]
25 Jul 2018, 2:43 am by Matrix Legal Support Service
It also held that franked investment income which is carried back to an earlier quarter is to be regarded as having been applied to relieve only lawful advance corporation tax. [read post]
Streamlined Processes and Greater Visibility Investing in data allows for more efficient, effective, and streamlined strategies by eliminating processes that have been used for decades and no longer work and by empowering team members to make necessary and educated changes that do. [read post]
Streamlined Processes and Greater Visibility Investing in data allows for more efficient, effective, and streamlined strategies by eliminating processes that have been used for decades and no longer work and by empowering team members to make necessary and educated changes that do. [read post]