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9 Apr 2009, 2:25 pm
Page Perry also represents investment advisors, issuers of private securities, and others involved in the securities and financial services industry. [read post]
9 Apr 2009, 6:57 am
Arrange for services of legal and financial advisors. [read post]
9 Apr 2009, 6:57 am
Arrange for services of legal and financial advisors. [read post]
9 Apr 2009, 1:54 am
A cynic might call them 'advertisement blogs', but there are no rules against such things in the blawgoshere and, for the most part, these blogs contain genuine content of interest to many.Take, for example, the Ancillary Actuary, run by Bradshaw Dixon & Moore Ltd, who provide "actuarially-based professional services to solicitors and other legal advisors". [read post]
8 Apr 2009, 5:07 pm
This will apply to any investment management firm without regard to the type of assets, whether they are financial assets or real estate. [read post]
8 Apr 2009, 8:32 am
Court of Appeals for the 8th Circuit dealt a blow to Ameriprise Financial. [read post]
7 Apr 2009, 8:00 am
Senator Daschle is currently Special Public Policy Advisor, Alston + Bird LLP where he provides strategic advice on public policy issues such as climate change, energy, health care, trade, financial services and telecommunications. [read post]
6 Apr 2009, 10:29 pm
" The complaint alleges that Merkin disregarded these warnings because his "financial incentive to keep funds with Madoff blinded him. [read post]
6 Apr 2009, 3:26 pm
The net financial impact of such a program on low- and moderate-income households would depend in large part on how the value of emission allowances was allocated. [read post]
6 Apr 2009, 3:11 pm
CASTLE) introduced the following bill; which was referred to the Committee on Financial Services A BILL To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients. [read post]
6 Apr 2009, 7:34 am
The plaintiff, Michael Serricchio, worked as a financial advisor for Wachovia, now Wells Fargo, when he was called to active duty in 2001. [read post]
2 Apr 2009, 10:04 pm
Jury awards $1.3 million to financial advisor after Wachovia wouldn't take him back after military service [Hartford Courant, Daniel Schwartz] Texas Senate considers asbestos reform rollback [Overlawyered] Paint companies await decision on Rhode Island lawsuit cost reimbursement [AP/Boston Globe... [read post]
1 Apr 2009, 3:00 pm
ANNUAL AWARD lUNCHEON HONORING THOMAS KRENS SENIOR ADVISOR INTERNATIONAL AFFAIRS SOLOMON R. [read post]
30 Mar 2009, 6:48 pm
Moreover, the U.S. would like a provision that absolves rights holders of any financial liability for storage or destruction of the infringing goods. [read post]
30 Mar 2009, 9:49 am
However, after broad consultations with a range of industry experts and financial advisors, I'm confident that GM can rise again, provided that it undergoes a fundamental restructuring. [read post]
30 Mar 2009, 2:10 am
At the December meeting, the U.S. submitted a "non-paper" that discussed Internet copyright provisions, liability for Internet service providers, and legal protection for digital locks. [read post]
29 Mar 2009, 11:14 am
This is mainly due to substantial growth in the financial and construction sectors, tourism and the commercial expectations placed in the ongoing expansion of the Canal. [read post]
28 Mar 2009, 2:35 pm
Claimants, including their attorneys and other financial advisors, should understand all of the products and services available to them. [read post]
26 Mar 2009, 12:32 pm
The most interesting fact about this case is that the defendant was a Secret Service Special Agent In Newark and an active member of his New Jersey church when the offenses were committed.Dullum befriended two fellow church members who were recovering alcoholics/drug addicts, and were "a little slow", and volunteered to serve as their financial advisor. [read post]
26 Mar 2009, 8:49 am
The application also must describe the prospective Fund Manager’s oversight framework, potentially giving registered investment advisors an advantage in the process. [read post]
