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15 Feb 2007, 5:46 pm
Foley & Lardner may have been in Los Angeles since 1996, but they're just now venturing downtown. [read post]
15 May 2018, 6:58 am by Andrew Stoltmann
According to the firm’s BrokerCheck report with FINRA, the firm has five regulatory sanctions against it. [read post]
28 May 2009, 2:27 am
As discussed in a prior post (here), at an April 1, 2009 hearing, Southern District of New York Judge Jed Rakoff had raised concerns that a proposed lead plaintiff’s law firm may have a "blatant, shocking conflict of interest," as a result of free portfolio monitoring services the firm performed for its client, the Iron Workers Local No. 25 Pension Fund. [read post]
31 Mar 2009, 3:49 pm
  That the referring lawyer may not have contributed one-third of the productive work didn't matter, the court held. [read post]
26 Aug 2015, 7:25 am
Unfortunately, it's not always a simple "Yes" or "No," and by the time you recognize that registration may be necessary, the subject individual has often crossed the line and dragged the brokerage firm into a quagmire. [read post]
In our paper, The Role of Institutional Investors in Open-Market Share Repurchase Programs, which was recently made publicly available on SSRN, we empirically analyze whether institutions have the ability to produce information about firms announcing open-market repurchase (OMR) programs, and how their information interacts with the private information held by firm insiders (which they may attempt to convey to the equity market through a repurchase program). [read post]
23 Nov 2016, 11:46 am by SEClaw Staff
Firm Charged With Misleading Investors About Binary Options ProfitabilityAn Israeli-based firm must pay more than $1.7 million for misleading investors into trading binary options over the internet, and the agency warned that other firms may be out there actively trying to do the same thing.Movie Producer Charged With Defrauding Hedge Fund InvestorsA former movie producer and self-proclaimed private equity executive has been charged with defrauding investors in… [read post]
14 Jun 2024, 11:08 am by Overhauser Law Offices, LLC
Trademark Office issued the following 217 trademark registrations to persons and businesses in Indiana in May 2024 based on applications filed by Indiana trademark attorneys: Registration         Number           Wordmark 7377089 M MERCHANTS BANK OF INDIANA 7377091 MERCHANTS BANK OF INDIANA 7377090 M MERCHANTS BANK OF INDIANA 7383748 GUIDED PATHWAYS 7383753 GAME CHANGERS 7383747 PURPOSE FIRST 7383749 MOMENTUM PATHWAYS 7378370 KATHLEEN POST… [read post]
14 Dec 2009, 5:23 am by Lisa Solomon
-based contract lawyers is the fact that, [d]ue to the continued uncertain economic outlook in 2010, many firms may be hesitant to lock into long-term, multi-year contract agreements with legal outsourcing vendors. [read post]
9 Aug 2013, 1:34 pm by Gyi Tsakalakis
And, depending on your practice, you may want to attract some of these searchers. [read post]
9 Aug 2013, 1:34 pm by Gyi Tsakalakis
And, depending on your practice, you may want to attract some of these searchers. [read post]
15 Mar 2023, 4:01 am by familoo
The Truro Premier Inn is showing a cost of £144 for 2 nights (for the May dates I checked). [read post]
14 Mar 2014, 2:17 pm by Jayne Navarre
IRL (in real life) has any attorney in your firm landed a client in 36 seconds? [read post]