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28 Feb 2009, 1:23 pm
Background In August 2004, the board of directors of First Niles Financial, Inc. authorized a process to sell the company, and retained financial and legal advisors to assist. [read post]
27 Feb 2009, 7:56 am
The best course of action is for you and your attorney to work with a financial advisor to evaluate the tax consequences and to look for the best combination of settlement terms. [read post]
26 Feb 2009, 7:00 am
Department of State Anna Mary Coburn, Attorney-Advisor, U.S. [read post]
26 Feb 2009, 6:39 am
., Senior VP, Aon Financial Services Group Julian Martin, Executive Director, Willis Limited Eugene “Tripp” Sheehan, Managing Director, Marsh Edward Smerdon, Partner, Porter & Chamberlain U.S. [read post]
25 Feb 2009, 10:04 am
The practice arises in the context of a consumer seeking the recommendation of a financial adviser for the purpose of choosing financial products and services. [read post]
23 Feb 2009, 12:02 pm
"Through this fraudulent scheme, SIB acting through a network of SGC financial advisors has sold approximately $8 billion of self-styled 'certificates of deposits' by promising high return rates that exceed those available through true certificates of deposits offered by traditional banks," the SEC alleges in the complaint. [read post]
23 Feb 2009, 8:32 am
It was not uncommon for me to see a two income family earning $60,00o to $80,000 per year, servicing $50,000 in credit card debt and a $300,000 mortgage. [read post]
23 Feb 2009, 8:21 am
Critics of the bill, such as consultant Marc Hodak of Hodak Value Advisors, say this language could be interpreted to bar any incentives based on earnings per share or other financial metrics. [read post]
23 Feb 2009, 8:14 am
“Katherine Vessenes is America’s best known authority on the legal, ethical and compliance issues facing financial advisors. [read post]
22 Feb 2009, 8:33 pm
In that sense, and in drawing international parallels, although the media has called Satyam "India's Enron", this case is more akin to the Parmalat case which also involved affiliated transactions and misstatement of financials. [read post]
20 Feb 2009, 2:41 pm
Securities and Exchange Commission (”SEC”) also filed a complaint against the financial firm, alleging that UBS violated SEC rules by acting as an unregistered broker-dealer and investment advisor to thousands of U.S. citizens. [read post]
19 Feb 2009, 11:02 am
First up was Christina Rovira, Legal Compliance Advisor at CoreCompliance & Legal Services, Inc. [read post]
19 Feb 2009, 9:16 am
Maple AvenueSuite 400Falls Church, VA 22046 USAFor specific questions regarding the Stimulus Bill and how it effects you, please contact your tax advisor(s). [read post]
18 Feb 2009, 4:46 pm
Such compensation may not be disclosed by the financial advisor or settlement consultant. [read post]
18 Feb 2009, 8:00 am
Don’t cut back on your level of customer service—increase it. [read post]
18 Feb 2009, 1:20 am
FMA Servicing, Inc, Orlando, Florida, which does business under the name Financial Management Advisors, has been sued by Florida Attorney General Bill McCollum and the Economic Crimes Division. [read post]
17 Feb 2009, 9:17 pm
The current economic recession is having an impact on the legal profession, but like in any financial turmoil, those who plan ahead get ahead. [read post]
17 Feb 2009, 2:57 pm
Clearly this new provision will have some financial impact on your company. [read post]
17 Feb 2009, 10:57 am
In the exercise of caution, corporations and institutions impacted by the rule may want to document their valuations by consulting valuation services such as Pluris Valuation Advisors LLC in New York City or by obtaining bids for the securities through an organization such as Second Market also located in New York City. [read post]
13 Feb 2009, 7:56 am
And if the IRS advisor doesn’t want to give you the advice in writing, at least you’ll know what it’s worth. [read post]
