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9 Jan 2009, 8:00 am
These programs will be scrutinized (and vocally criticized if perceived as excessive) by the investing public, advisors to institutional investors and the media. [read post]
8 Jan 2009, 10:13 am
Brokers and financial advisors can be compelled to compensate investors for losses caused by their failure to meet such legal duties. [read post]
7 Jan 2009, 11:41 am
And you also talked about making sure you get good advice and good advisors who might alert you to these problems. [read post]
6 Jan 2009, 7:19 am
Among other things, auditors should consider using third party valuation services such as Pluris Valuation Advisors LLC in New York City. [read post]
5 Jan 2009, 11:06 pm
It also covers employees acting as advisors or consultants to their employer's clients or customers. [read post]
3 Jan 2009, 9:48 am
To facilitate this process, an issuer must provide required information to intermediaries sufficiently in advance for the intermediary to prepare and send a Notice of Internet Availability at least 40 days before the date of the annual meeting.[6] According to Broadridge Financial Services, Inc., as of June 30, 2008, 653 issuers used the notice and access model for distribution of their proxy materials.[7] B. [read post]
27 Dec 2008, 10:26 am
* John O'Dell at Green Car Advisor on Edmunds.com writes: LaHood has little transportation record beyond his support for Amtrak, the national passenger train program, and his apparently friendly relationship with the Teamsters Union and other transportation unions, which endorsed and financially supported him during his congressional career. [read post]
27 Dec 2008, 9:58 am
The admirable NewsTrust project (I am an advisor) asks people to rate articles from major media organizations and blogs across a variety of criteria that, we hope, adds up to quality. [read post]
17 Dec 2008, 8:33 am
Surely his career as an investment broker, as a financial advisor, as a Wall Street executive, is over. [read post]
17 Dec 2008, 4:13 am
  In any event, going forward, the number one question D&O insurance underwriters will be asking financial institution applicants will be whether the applicant invested funds with Madoff. [read post]
17 Dec 2008, 3:54 am
  Background BankAtlantic Bancorp is a bank holding company that offers consumer and banking lending services, through its wholly-owned subsidiary. [read post]
16 Dec 2008, 8:13 pm
  In any event, going forward, the number one question D&O insurance underwriters will be asking financial institution applicants will be whether the applicant invested funds with Madoff. [read post]
15 Dec 2008, 6:32 pm
Madrid-based Grupo Santander said that its Geneva-based Optimal Investment Services funds had roughly $3.1 billion invested in Madoff's firm. [read post]
12 Dec 2008, 7:59 pm
As we reported earlier, Skadden lost Timothy Pohl, a cohead of the corporate restructuring group Thursday to the financial services firm Lazard, where he will be managing director of the restructuring group. [read post]
12 Dec 2008, 10:50 am
For most of the first year, the two Shearman lawyers, together with bankers at the authority's financial advisor Mizuho Corporate Bank, examined alternative sources of funding and presented the project to international lenders. [read post]
12 Dec 2008, 8:00 am
(Techdirt) Friendster granted social networking patent (Saunders & Silverstein) Partial win for both Cordance and Amazon in ‘one click’ Markman order (Law360) Leon Stambler launches patent suit against numerous major banks over their secure online banking services; Federal judge approves dismissal of UBS Financial Services (Law360) (Law360) Federal judge denies Girafa’s motion for preliminary injunction in lawsuit accusing Yahoo,… [read post]
10 Dec 2008, 10:12 pm
The Federalist Society's Financial Services & E-Commerce Practice Group presented this panel discussion at the 2008 Annual National Lawyers Convention on November 21, 2008. [read post]