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16 Jan 2008, 3:21 pm
Barney Frank, the Massachusetts Democrat who heads the House Financial Services Committee. [read post]
16 Jan 2008, 10:49 am
Brokers, dealers, investment advisors. [read post]
11 Jan 2008, 10:53 am
There is no “Good Housekeeping Seal of Approval” or “UL” rating for Attorneys, Insurance and Financial advisors. [read post]
5 Jan 2008, 1:29 am
NASD Rule 3110 states that all financial services companies, subject to Rule 3010, must also implement a retention program for all correspondence from their registered representatives. [read post]
3 Jan 2008, 2:49 am
In fact, Bush's chief economic advisor during his first campaign was adamant that Bush's plan contemplated a huge increase in the AMT.Since the cost estimates for the tax breaks accounted for this fact, this made Bush's first tax cut proposal look less costly than it otherwise would be. [read post]
2 Jan 2008, 12:14 pm
In services: consulting services, financial services, legal services; in infrastructure and utilities: road building, housing, electric power, telecommunications. [read post]
2 Jan 2008, 12:00 am
Everyone talks about providing "value-added services" while sustaining growth and profitability. [read post]
28 Dec 2007, 4:43 pm
As part of its ongoing effort to protect senior investors, the SEC initiated its investigation of broker-dealers, investment advisors and other financial services firms that offer so-called "free lunch" sales seminars. [read post]
26 Dec 2007, 12:21 pm
"Financial TermsAccounting - The system of recording and summarizing business and financial transactions, and then analyzing, verifying and reporting the results.Certified Divorce Financial Analyst - Already trained as either accountants, investment advisors or financial planners Certified Divorce Financial Analysts receive specialized training to help divorce clients develop a fair and equitable financial settlement. [read post]
26 Dec 2007, 11:35 am
A: In order to successfully negotiate the treacherous and painful path of divorce, collaborative advisors are needed- advisors who have expertise in specific areas of the divorce process, and who will guide families along the path so that at the end of the journey everyone remains whole. [read post]
SFSP Survey Of How Credentialed Professionals Feel About Regulating Use of Professional Designations
21 Dec 2007, 7:29 pm
Society members are credentialed financial service professionals who provide financial planning, estate planning, retirement counseling, asset management and other services and products to their clients. [read post]
19 Dec 2007, 4:09 am
Specifically, “the plaintiffs do not allege that the compensation paid to the defendants was disproportionate to the services rendered. [read post]
17 Dec 2007, 8:20 pm
The parties to the deal must be given information to help them make an informed decision which includes how the settlement broker, planner or advisor is getting paid. [read post]
12 Dec 2007, 7:40 am
"We believe that, at minimum, four members of the IASB should be drawn from the ranks of pension fund investment advisors, equity security financial analysts … or other users of financial reports," Mahoney wrote. [read post]
5 Dec 2007, 12:45 pm
USDOJ Leaves No Doubt in Interpretation of Minimum Requirements for Structured Settlement Brokers September 13, 2007 As an aside the Delta Group website states as one reason to do business with it "many Delta Group specialists are registered settlement advisors who offer a complete analysis of the claimant's future financial needs". [read post]
4 Dec 2007, 12:57 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
29 Nov 2007, 4:48 pm
The company works with professional organizations in the financial, professional, and business services sectors, as well as membership organizations and marketing agencies to help them build, manage and deliver digital communication programs. [read post]
26 Nov 2007, 9:15 pm
Listen to Considerations Regarding Testamentary Trusts and Charitable Gifting Issues This week on Hull on Estates and Succession Planning, Ian and Suzana discuss considerations that must be taken into account while preparing Testamentary Trusts and issues surrounding charitable gifting. [read post]
26 Nov 2007, 5:10 am
Another is financier Wilbur Ross. [read post]
20 Nov 2007, 5:59 am
, help4srs.org, 2007, while some financial advisors are perfectly legitimate and have their clients' best interests in mind, others may provide sub-standard services and have hidden financial motives. [read post]
