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29 May 2020, 3:00 am by Jim Sedor
Richard Burr, whose own stock sales have drawn scrutiny from the Justice Department and Securities and Exchange Commission. [read post]
28 May 2020, 8:23 am by Kristian Soltes
Providing Card Services to Fintech Companies Around the World Gives Marqeta a $4.3 Billion ValuationTech Crunch – May 28, 2020 This could have been Marqeta’s year to list as a public company on a major American stock exchange. [read post]
27 May 2020, 8:34 am by Silver Law Group
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
26 May 2020, 2:08 am
It’s alright.Oh, and this past Tuesday the New York Stock Exchange reopened its famed trading Floor. [read post]
21 May 2020, 9:45 am by Elliot Setzer
The Supreme Court yesterday temporarily blocked the release of parts of the report prepared by Special Counsel Robert Mueller, according to the New York Times. [read post]
18 May 2020, 5:03 pm by Kevin LaCroix
  The fact that courts in New York are pushing back on early discovery is also significant as New York courts are seeing a plurality of the Securities Act filings. [read post]
17 May 2020, 1:01 am by rhapsodyinbooks
In Testimony whereof we have set our hands this 17th day of May at New York, 1792″ In 1817, 27 brokers went further and constituted themselves as the New York Stock and Exchange Board. [read post]
16 May 2020, 8:19 pm by Kevin LaCroix
Its shares are listed on the Canadian Stock Exchange and also trade over-the-counter in the U.S. [read post]
15 May 2020, 3:00 am by Jim Sedor
Richard Burr Dumped Stock, So Did His Brother-in-Law. [read post]
14 May 2020, 8:35 am by Kristian Soltes
It failed to demonstrate that the owners of an AmEx-accepting laundry service resided in California, and were therefore diverse in citizenship from AmEx itself, which is based in New York, the court said. . . . [read post]
11 May 2020, 9:04 am by Paul Rosenzweig
Yet this relatively new form of value is subject to much less consideration than traditional assets. [read post]
8 May 2020, 6:31 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5218/securities-industry-commentator/New York Stock Exchange to partially reopen May 26, with 'vital new safety measures,' president says (Bloomberg by Yun Li)Wall Street Heavyweights Are Sounding Alarm About Stocks (Bloomberg by Katherine Burton, Melissa Karsh, and Sophie… [read post]
1 May 2020, 5:01 am by Unknown
Another tactic available to Tepper is to solicit funds from Panthers fans, giving them access to the practice facility in exchange for some sort of subscription or stock in his business. [read post]
30 Apr 2020, 2:27 pm by Kevin LaCroix
  The Lawsuit On April 29, 2020, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of New York against SCWorx Corp. and its CEO Marc Schessel. [read post]
29 Apr 2020, 11:45 am by Renae Lloyd
MCC  has also reportedly received a notice from the New York Stock Exchange that its average daily common stock closing price was below $1.00 per share for 30 consecutive trading days, and was out of compliance with NYSE’s continued listing standard rules. [read post]
27 Apr 2020, 7:38 am by Renae Lloyd
MCC  has also reportedly received a notice from the New York Stock Exchange that its average daily common stock closing price was below $1.00 per share for 30 consecutive trading days, and was out of compliance with NYSE’s continued listing standard rules. [read post]
27 Apr 2020, 3:00 am by Joshua Holt
In addition to practicing law, she is the largest female stockholder on the Nairobi Stock Exchange. [read post]
22 Apr 2020, 5:54 am
Temporary waivers of related-party and 20% rules granted in light of COVID-19-related financing needs Recognizing that many companies will have “urgent liquidity needs” in the coming months as a result of economic and market conditions related to the spread of COVID-19, on Monday the New York Stock Exchange announced temporary waivers to some of its stockholder-approval requirements for stock issuances. [read post]