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15 May 2009, 7:27 am
(go back) 3 Banking interlocks are covered by the Depository Institution Management Interlocks Act, 12 U.S.C. [read post]
21 Jul 2022, 8:56 am
On 20 July 2022, the Bank of England published a speech by Benjamin Nathanaël (Executive Director, Authorisations, Regulatory Technology, and International Supervision) entitled New tides. [read post]
29 May 2019, 4:34 am
The report is relevant to boards and non-executive directors, to staff at all levels, clients, and to other stakeholders. [read post]
13 Apr 2009, 5:52 am
The investigation, which will be led by FSA officials, is expected to examine risk management undertaken by banks, and whether shareholders and board members were given enough information. [read post]
24 Oct 2008, 5:00 pm
The place where "voluntary" regulation needs to be examined is in the area of board supervision. [read post]
23 Aug 2011, 11:03 am
Such enquiry is advisable in advance of getting on the Board of any corporate employer. [read post]
23 Aug 2011, 11:03 am
Such enquiry is advisable in advance of getting on the Board of any corporate employer. [read post]
6 May 2016, 6:15 am
Executive Compensation Incentives Contingent on Long-Term Accounting Performance Posted by Lingling Wang, Tulane University, on Friday, April 29, 2016 Tags: Accounting, Accounting standards, Boards of Directors, Executive Compensation, Financial reporting, Firm performance, Incentives, Long-Term Value, Management, Pay for performance, Performance measures, Short-termism,Stock options Agencies’ Resolution Plan Feedback Posted by Dan Ryan, PricewaterhouseCoopers LLP, on… [read post]
19 Jun 2023, 10:30 pm
Market Standards—Finance Standstill Provisions in Subscription Facilities Market Trends 2022/23: Bail-In Provisions Market Trends 2022/23: Yield Protection and Increased Costs Primary Assignment Agreement (Equipment Financing) Minutes of the Board of Directors (Lending): Borrower (Corporation) Minutes of the Board of Directors (Lending): Parent Guarantor (Corporation) Minutes of the Board of Directors (Lending): Subsidiary Guarantor… [read post]
1 Aug 2010, 7:00 am
You need to talk to a lawyer who specializes in banking law. [read post]
10 Jan 2008, 10:08 am
Part of RiskMetrics Group's What You Need to Know for 2008 program, the webcast panelists Mindy Lubber, President of Ceres, and Doug Cogan, Head of Climate Change Research at RiskMetrics Group, will share why European banks lead in climate governance responses and how corporate governance and board directors are addressing the governance controls needed to minimize climate risks. [read post]
25 Jul 2020, 12:43 pm
Among other issues, banking supervisors will expect that each bank: will have identified and quantified its LIBOR exposure across product and business lines; conducted a risk assessment of such exposure; developed and are implementing transition plans with milestones and specific completion dates for such tasks as identifying the need to revise certain contracts and to communicate with customers; assessed the need for revisions in the bank’s own policies, procedures… [read post]
19 Jun 2008, 6:51 am
"There will be three separate meetings, as required to consider three different sets of resolutions submitted by Directors in three separate Notices served on the Company.The first meeting will consider a resolution submitted by seven non-executive Directors on 26 March 2004 to remove one Director, Mrs Catherine Walter, as a Director of the National Australia Bank.The second and third meetings will consider two sets of resolutions submitted by Mrs… [read post]
26 Oct 2008, 5:00 am
The Bank of Lithuania, (i.e. the central bank of Lithuania), announced its recent anti-money laundering measures at a May 15, 2008 board meeting. [read post]
15 May 2022, 9:11 pm
The current editorial board offers this special feature to honor and thank the 2021-2022 board members. [read post]
7 Apr 2017, 9:17 am
Director Cordray indicated that, after considering comments received on the proposal, the CFPB is “going back to the drawing board,” and that Rep. [read post]
4 Apr 2010, 6:22 am
SEC Disclosure Requirements Item 407 of Regulation S-K requires a listed company to disclose “for each director or nominees for director…by specific category or type, any transactions, relationships or arrangements…that were considered by the board of directors under the applicable independence definitions in determining that the director is independent. [read post]
26 Aug 2020, 2:56 pm
The Board of directors, officers and managers make decisions on its behalf. [read post]
8 Aug 2021, 10:58 am
Under the Nasdaq guidelines, each Nasdaq-listed company (other than a Foreign Issues, Smaller Reporting Company, and Companies with Smaller Boards) is required to have, or to explain why it does not have, at least two members of its board of directors who are “Diverse,” including at least one Diverse director who self-identifies as Female and at least one Diverse director who self-identifies as an Underrepresented Minority or LGBTQ+. [read post]
24 Jan 2007, 5:59 am
Because of the precedent-setting nature of the trial and the stature of those targeted, commentators have compared the proceedings to Germany's Mannesmann trial, in which Josef Ackermann, the powerful chairman of Deutsche Bank, and other members of Mannesmann's supervisory board, were accused of illegally approving payments made to Mannesmann executives during a 2000 buyout by Britain's Vodafone. [read post]
