Search for: "DEFENDER SECURITY COMPANY"
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15 Mar 2020, 6:50 am
On March 12, 2020, an Inovio Pharmaceuticals shareholder filed a securities class action lawsuit against the company and its CEO based upon the CEO’s statements about the company’s development of a COVID-19 vaccine. [read post]
20 Jan 2022, 12:16 pm
Around 21%, or 27 of 131, of fraud-on-the-market securities class actions rely on short- seller research that affected the price of common stock of the defendant company when the negative information was disseminated to investors.[4] About 19% of securities class actions, or 22 of 118, against U.S. issuers rely on short-seller research to support alleged violations of the Exchange Act and Rule 10b-5. [read post]
26 Jan 2017, 11:31 am
As a European living in the United States, I am prompted to ask how France and Germany could defend against politically motivated cyber operations. [read post]
17 Dec 2014, 1:46 pm
[This story previously appeared in Securities Regulation Daily.]By Anne Sherry, J.D.A Yale University law professor has stepped in to challenge SEC Commissioner Daniel Gallagher’s argument that the Harvard Shareholder Rights Project’s destaggered board proposal violates securities laws. [read post]
29 Mar 2011, 6:43 pm
However, as Woolner points, not all defendants of US Securities and Exchange Commission cases are also charged in criminal court over the alleged securities fraud. [read post]
15 Nov 2010, 7:50 am
Jon Latorella, 47, of Marblehead, and James Fields, 43, of Brookline, were charged in an indictment with securities fraud, false statements to company auditors, false statements to the U.S. [read post]
15 Nov 2010, 7:50 am
Jon Latorella, 47, of Marblehead, and James Fields, 43, of Brookline, were charged in an indictment with securities fraud, false statements to company auditors, false statements to the U.S. [read post]
22 Sep 2009, 7:50 am
Federal extradition laws along with an extradition agreement with the United States secured his return to face charges. [read post]
6 Feb 2014, 2:23 am
Most defendants have had an intuition that plaintiffs have difficulty meeting the scienter requirement of the PSLRA. [read post]
7 Apr 2011, 12:00 pm
Securities and Exchange Commission rule that makes it easier for public company shareholders to nominate corporate directors faced tough scrutiny today from a three-judge panel at the U.S. [read post]
5 Dec 2010, 6:47 pm
Ameron’s CGL insurer, Insurance Company of the State of Pennsylvania (ICSP), refused to pay for the cost of defending or indemnifying Ameron. [read post]
26 Feb 2010, 1:58 am
The company’s share price declined nearly 50%, and securities litigation ensued. [read post]
29 Mar 2023, 2:15 pm
A defendant company, and directors and officers usually have different types of D&O insurance provided by multiple insurers in separate layers of coverage that are relevant to a particular securities litigation. [read post]
21 Dec 2016, 11:41 am
Defendant in this litigation is American Security Products Company of Fontana, California. [read post]
11 Aug 2017, 5:00 am
According to prosecutors, Shkreli looted another company he owned in order to recover funds for his investors. [read post]
7 Jan 2022, 11:54 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6239/securities-industry-commentator/Good Vibrations Shoes: a 4 Phase Randomized Program Along with a Lithium Rechargeable Power Source (BrokeAndBroker.com Blog)Former Chief Executive Officer Pleads Guilty To Embezzling More Than $15 Million From Her Employer / The Defendant Admitted to Using the Embezzled Money to Finance Her… [read post]
25 Feb 2021, 12:17 pm
Jones & Co., The Jones Financial Companies, Inc., James D. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
22 Sep 2023, 2:25 am
Best Practices for Remote Work Security Companies must be proactive to defend against potential security risks. [read post]
1 Apr 2014, 4:24 am
Today’s musical interlude is dedicated to the defendant/jailbird Mr. [read post]
