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14 Dec 2020, 7:11 am
However, there are times when control over finances becomes abusive. [read post]
26 Dec 2017, 7:35 am
In FinCEN Notice 2017-1, FinCEN announced a further extension of time for certain FBAR filings in light of proposed rules issued on March 10, 2016. [read post]
5 Feb 2010, 6:05 am
At this time of year in particular, that means explaining the tax implications of a bankruptcy, loan modification or other major financial move. [read post]
27 Jan 2013, 6:13 am
The New York Times has a review of Fred Kaplan's The Insurgents: David Patraeus and the Plot to Change the American Way of War (Simon & Schuster).The Washington Post (here), the LA Times (here), and TNR: The Book (here) have reviews of Alan Blinder's After the Music Stopped: The Financial Crisis, The Response, and the Work Ahead (Penguin).Other reviews of interest this week: Hector Tobar reviews Joshua Bloom and Waldo E. [read post]
20 Feb 2018, 4:59 pm
Lopez de Prado, Marcos, Advances in Financial Machine Learning (Chapter 1) (January 18, 2018). [read post]
11 Feb 2011, 11:44 am
My timing was not good enough to plug this during our forum on executive compensation two weeks ago, but I just posted a symposium piece entitled "Regulating Compensation. [read post]
11 Jan 2024, 5:19 am
Take your time and think about any financial decision carefully. [read post]
12 Feb 2017, 3:23 pm
The elderly are often taken advantage of financially, sometimes by small amounts and other times in such significant ways that it leaves them in considerable debt or bankrupt. [read post]
27 Sep 2008, 9:52 am
The New York Times concludes from these transatlantic disagreements that "Trans-Atlantic sniping over the global financial crisis intensified. [read post]
18 Oct 2009, 7:38 pm
The key lesson from the current financial crisis and recession is that a government-imposed financial architecture is unlikely to persist for any significant length of time. [read post]
28 Mar 2012, 2:31 pm
It may be best to start investing or saving even a small amount every month which can accumulate with time or, if possible, to take a lump sum received as part of the divorce settlement to begin a retirement fund. [read post]
3 May 2021, 9:05 pm
Securities and Exchange Commission (SEC) to ensure compliance with federal statutes (the Securities Act of 1933 and the Securities Exchange Act of 1934) proves quite challenging for first-time issuers. [read post]
13 Sep 2011, 10:37 am
At the same time, I wonder exactly how distinctive financial regulation is on these fronts. [read post]
14 Jul 2009, 9:54 am
Bob Herbert in the Times has an interesting take on the proposed Consumer Financial Product Agency in his column in today's Times, Chutzpah on Steroids. [read post]
21 Apr 2011, 6:02 am
Filed under: financial regulation, securities regulation [read post]
24 Sep 2008, 10:24 am
Some politicians are calling these times are the most significant crisis since the great depression. [read post]
24 Apr 2023, 12:07 pm
Fortunately, numerous organizations and resources are available to provide support and guidance during this difficult time. [read post]
22 Sep 2022, 8:06 am
IBN Financial Services Censured and Fined $30,000 for Supervisory Failures According to a Letter of Acceptance, Waiver and Consent, the Financial Industry Regulatory Authority has reportedly censured and fined IBN Financial Services, Inc $30,000 for supervisory failures. [read post]
12 Feb 2014, 3:51 pm
I came across this article from the NY Times. [read post]
12 Feb 2014, 3:51 pm
I came across this article from the NY Times. [read post]