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12 Apr 2013, 5:00 am
Hedge Fund Survey Shows Misconduct Believed to be Widespread by Bruce Carton in Compliance Week A recent survey of hedge fund professionals indicates that misconduct is widespread in the industry, and that a very large percentage of professionals in the industry are prepared to report wrongdoing under a program such as the SEC’s new whistleblower program under Dodd-Frank. [read post]
28 May 2010, 6:31 am
(Meanwhile, Bruce Carton and Eric Lipman have now taken over posting duties at LBW.) [read post]
20 Oct 2009, 3:19 pm
As reported by Bruce Carton in an article posted on Legal Blog Watch today, the lawsuits and countersuits stemming from charges of misuse of estate funds and seeking control over various assets have been settled, the family seeking to move on and preserve the legacy of their late father. [read post]
17 Jul 2009, 8:13 am
References: Christopher Cox, Former SEC Chairman, Heads to Bingham from Law.com and the National Law Journal Former SEC Chairman Christopher Cox to Join Bingham McCutchen in Orange County from Bruce Carton of Securities Docket [read post]
30 Sep 2009, 6:49 am
You might also take a look at the Legal Blog Watch entry, where Bruce Carton selects his list of the most memorable. [read post]
6 Jan 2011, 12:58 pm
Bruce Carton has discovered this video from The Daily Show, in which Aasif Mandvi skewers the sponsor of the bill: The Daily Show With Jon Stewart Mon - Thurs 11p / 10c San Francisco's Happy Meal Ban www.thedailyshow.com Daily Show Full Episodes Political Humor & Satire Blog The Daily Show on Facebook [read post]
30 May 2012, 6:28 am
(Apologies to Bruce Carton, whose "You Can't Do That On A Plane:" series is always entertaining). [read post]
14 Mar 2009, 5:00 am
At my recent presentation with Bruce Carton, Web 2.0 - Leveraging New Media to Maximize Your Securities & Compliance Practice, Bruce and I kept an eye on the Twitter backchannel. [read post]
18 Feb 2009, 6:01 am
Bruce Carton points out that one of Stanford's own lawyers has emerged as a key figure in the matter: Attorney for Stanford's "Disaffirmation" of Prior Statements Was Red Flag for SEC. [read post]
7 Jul 2010, 8:46 am
I'm tempted to refer this matter to Judge Carton for a ruling, but, alas, this guy has already dismissed the case: Sorry, Bruce. [read post]
28 Mar 2009, 4:00 am
Thanks to Bruce Carton of Securities Docket for pointing out The Bernard Madoff Trading Card. [read post]
23 May 2012, 10:57 pm
I agree with this post by Bruce Carton. [read post]
15 Nov 2010, 7:31 am
You can also find a full summary from Bruce Carton's post on the Legal Watch Blog. [read post]
28 Dec 2010, 6:47 am
" The webcast panel, which will include Compliance Week editor Matt Kelly, Francine McKenna (re: The Auditors) , Mike Koehler (aka the "FCPA Professor"), Francis Pileggi (Delaware corporate law guru), Tracy Coenen (The Fraud Files), Lyle Roberts (The 10b-5 Daily) and Securities Docket's Bruce Carton, will look back at 2010's most significant events and trends in the areas of corporate compliance, auditor issues, the Foreign Corrupt Practices Act,… [read post]
19 Jul 2009, 6:15 pm
"citing to a Law.com Legal Blog Watch posting by guest blogger Bruce Carton, "editor of Securities Docket, an online publication that tracks securities litigation and enforcement developments on a global basis. [read post]
14 Jul 2009, 10:29 am
Significant topics to be covered, include: -Monitoring the portfolio: When and why you would want to be a lead plaintiff -Don't leave money on the table: Filing claim forms in settled cases to recover losses -Opting in: Navigating the waters of non-US securities litigation -Opting out: When does it make sense to leave the safety of the class action and pursue an individual case Bruce Carton of Securities Docket will moderate the webcast, and panelists include Adam Savett,… [read post]
24 Feb 2012, 8:30 am
The Best Courtroom Projectors 20 Common Grammar Mistakes That (Almost) Everyone Makes Judicial Perspectives on Technology-Assisted Review Printing and Scanning ESI Just Won't Cut It Congratulations to Bruce Carton of Legal Blog Watch on winning our LitigationWorld Pick of the Week award: Save the Rhetoric for Your Novel, Not Your Briefs How to Receive LitigationWorld All practice areas evolve, but none faster than litigation. [read post]
5 Sep 2012, 11:11 pm
Posted by Bruce Carton at Legal Blog Watch, who got it from the Legal Writing Prof Blog. [read post]
23 Mar 2009, 12:00 pm
Thanks to Bruce Carton of Securities Docket for pointing out this report (via Twitter). [read post]
14 Oct 2011, 5:00 am
The Importance of a Strong Insider-Trading Compliance Program by Bruce Carton in Securities Docket The short answer to the question of whether public companies have exposure to liability for insider trading by employees is, in theory, yes. [read post]
