Search for: "Capital Finance, LLC"
Results 61 - 80
of 1,409
Sort by Relevance
|
Sort by Date
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
26 Oct 2023, 12:25 am
As an investor, you should know that non-traded REITs often rely on borrowing to finance property acquisitions and improvements. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
18 Oct 2023, 3:02 pm
Industry observers noted the increased appetite for consolidation and growth financing. [read post]
18 Oct 2023, 7:43 am
His scheme consisted of persuading victims to invest in Crew Capital Group, LLC, however Swensen did not invest in any securities, according to the agency. [read post]
17 Oct 2023, 2:39 am
The company also reports that the advisor will subordinate the repayment of the deferred fees to the investor’s return of capital. [read post]
9 Oct 2023, 2:34 pm
., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
9 Oct 2023, 4:22 am
The Alleged Fraud According to the amended complaint, Kwak and two other co-founders formed Sweetcatch KKA LLC (“Sweetcatch KKA”) and certain related entities to finance, develop, own, and operate a chain of five Manhattan Hawaiian poke restaurants named “Sweetcatch. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
3 Oct 2023, 12:46 pm
Rapidly growing startup companies often receive funding directly from private investors, like Venture Capital firms, Private Equity funds, or individual Angel Investors. [read post]
28 Sep 2023, 1:01 pm
The company filed an amended Form D to raise capital from investors in 2021. [read post]
26 Sep 2023, 9:01 pm
Several banks assigned portions of the term loan made to Millennium Laboratories LLC (“Millennium”) to institutional investor groups, including mutual funds, hedge funds and other institutions. [read post]
25 Sep 2023, 9:03 am
As an investor, you should know that non-traded REITs often rely on borrowing to finance property acquisitions and improvements. [read post]
20 Sep 2023, 9:03 am
Ritchie Capital Management, LLC v. [read post]
17 Sep 2023, 11:15 am
A live webinar “How to Count Your Greenhouse Gas Emissions” 30 talking points in 30 minutes, Tuesday, September 26 at 9 am EDT presented by Stuart Kaplow and Nancy Hudes on behalf of ESG Legal Solutions, LLC. [read post]
16 Sep 2023, 11:15 am
These are generally treated as effectively connected income and come with capital gains tax obligations. [read post]
8 Sep 2023, 7:36 am
Cardone believes the Ninth Circuit’s holding widens the Circuit Courts’ split over bespeaks caution, a split that it contends should be resolved by the Supreme Court, and directly conflicts with other Circuits’ and the Supreme Court’s prior interpretations of “statutory seller” (Cardone Capital, LLC v. [read post]
21 Aug 2023, 8:12 am
The Securities and Exchange Commission charged Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, for using hypothetical performance metrics in advertisements that were misleading. [read post]
18 Aug 2023, 9:04 am
Advisory services offered through Per Stirling Capital Management, LLC. [read post]
14 Aug 2023, 8:45 am
LLCs; Other similar U.S. entities, such as limited partnerships and business trusts/statutory trusts; and Non-U.S. corporations, LLCs and other similar entities that are registered to do business in the United States. [read post]