Search for: "Daniel A. Gallagher "
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29 Jun 2014, 1:48 pm
Commissioner Daniel M. [read post]
21 Oct 2011, 11:09 am
Wilmer Cutler Pickering Hale and Dorr partner Daniel Gallagher was confirmed to fill a Republican seat at the SEC vacated by Kathleen Casey, and Democratic commissioner Luis Aguilar was confirmed to serve a second term. [read post]
18 Oct 2016, 5:00 am
Former SEC Chair Harvey Pitt and former Commissioner Daniel Gallagher engaged in a spirited conversation over recent securities enforcement efforts. [read post]
10 Nov 2010, 10:51 am
DANIEL J. [read post]
12 Nov 2013, 9:11 am
James (ejames@willkie.com) of Willkie Farr & Gallagher LLP. [read post]
16 Apr 2012, 12:57 pm
Remarks at the 44th Annual Rocky Mountain Securities Conference by Commissioner Daniel M. [read post]
25 May 2012, 8:00 am
Recently, SEC Commissioner Daniel Gallagher stated that he was not in favor of allowing the Commission to retroactively impose a collateral bar. [read post]
31 Jul 2015, 7:00 am
" White's statement came shortly after a public difference of opinion between commissioners Daniel Gallagher and Luis Aguilar. [read post]
5 Jan 2015, 11:02 am
Gallagher. [read post]
20 Dec 2014, 8:53 am
The post by Professor Macey offered a critique of a paper by SEC Commissioner Daniel M. [read post]
13 Apr 2023, 5:00 am
Supreme Court Completes U-Turn on Validity of Household ExclusionMarch 30, 2023By Daniel E. [read post]
17 Nov 2011, 7:37 am
The Defendant: DANIEL GALLAGHER Age: 46 1 The charges contained in the government's complaint are merely allegations, and the defendant is presumed innocent unless and until proven guilty. [read post]
17 Nov 2011, 7:37 am
The Defendant: DANIEL GALLAGHER Age: 46 1 The charges contained in the government's complaint are merely allegations, and the defendant is presumed innocent unless and until proven guilty. [read post]
7 Mar 2013, 7:04 am
Editor’s Note: Daniel M. [read post]
27 Mar 2013, 12:00 pm
Editor’s Note: Daniel M. [read post]
16 Jul 2013, 7:03 am
Editor's Note: Daniel M. [read post]
26 Apr 2013, 6:22 am
Editor’s Note: Daniel M. [read post]
4 Jun 2013, 6:33 am
Editor's Note: Daniel M. [read post]
31 Oct 2016, 7:05 am
In seven of those cases, Commissioner Piwowar and former Commissioner Daniel Gallagher joined in taking exception to municipal adviser and NRSRO bars (Commissioner Piwowar made the same exception on his own in another such case).Commissioners Piwowar and Gallagher also joined forces in several other cases by taking exception to corporate penalties, charges of direct violations of Investment Advisers Act Sections 206(1) and (2), and the retroactive application of… [read post]
15 May 2012, 9:34 am
Some policy makers, like Congressman Daniel Webster (R-FL), have stated that the survey is a violation of privacy. [read post]