Search for: "Dirks v. SEC" Results 61 - 80 of 101
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17 May 2024, 6:30 am
Larcker and Brian Tayan (Stanford University), on Monday, May 13, 2024 Tags: CEOs, ESG, Proxy advisors, SEC The CEO Pay Problem Is Solvable with A.I. [read post]
31 Jul 2015, 3:44 am by Broc Romanek
SEC, 463 U.S. 646 (1983), and the Ninth Circuit’s recent decision in United States v. [read post]
25 Sep 2015, 12:30 pm by John Ehrett
Newman 15-137Issue: Whether the court of appeals erroneously departed from this Court's decision in Dirks v. [read post]
6 Dec 2013, 6:21 am by Doug Cornelius
This was the underpinning of an important Supreme Court case thirty years ago – Dirks v SEC – which held that an employee who told a securities analyst about a fraud at the employee’s company had not breached a fiduciary duty to the company (and hence under applicable law the securities analyst could not be prosecuted for insider trading based on this disclosure). [read post]
23 Aug 2016, 1:19 pm by Alexis Yee-Garcia
Although Sean Stewart was charged for his role as a tipper rather than a tippee like the defendants in Newman, the holding there was still implicated because insider trading law under Dirks v. [read post]
22 Dec 2014, 12:13 pm by Guest Author
The Second Circuit relied upon a thirty year old Supreme Court opinion, Dirks v. [read post]