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30 Sep 2021, 1:00 am
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
20 Mar 2021, 6:46 am
Senate Committee on Banking, Housing, and Urban Affairs held a nomination hearing to consider Gary Gensler’s candidacy for Chair of the Securities and Exchange Commission, or SEC. [read post]
29 Mar 2021, 3:02 am
The Senate was previously scheduled to vote on Gary Gensler’s confirmation last week, but that didn’t happen. [read post]
7 Dec 2023, 9:59 am
’s nascent news venture The Messenger's livestreamed event “AI: Balancing Innovation & Regulation,” SEC Chair Gary Gensler took questions from moderator Dawn Kopecki, Deputy Business & Finance Editor at The Messenger, and then from the audience during a brief Q&A session. [read post]
16 Nov 2021, 3:00 am
Last week, Securities and Exchange Commission Chair Gary Gensler, made a speech at the Institutional Limited Partners Association Summit. [read post]
4 Oct 2011, 9:46 am
Gensler on SEFs, position limitsAt a conference hosted by the Wholesale Markets Brokers’ Association yesterday, CFTC Chairman Gary Gensler spoke about the future of Swap Execution Facility (“SEF”) regulation, and answered questions about the position limits rule still under debate at the Commission. [read post]
17 Mar 2011, 9:32 am
Gary Gensler, the head of the Commodity Futures Trading Commission, told lawmakers on Thursday that his agency needs more money to prevent another financial crisis. [read post]
12 Aug 2012, 5:57 pm
The Barclays rate-manipulation case has thrust Gary Gensler - and his once-obscure agency, the Commodity Futures Trading Commission - into the spotlight. [read post]
16 Jul 2021, 8:05 am
The Securities and Exchange Commission today announced the appointments of Corey Klemmer, Adam Large, Mika Morse, Sirimal Mukerjee, and Sai Rao to Chair Gary Gensler's policy staff, led by the Policy Director Heather Slavkin Corzo. [read post]
31 Aug 2021, 9:43 am
The SEC’s enforcement action, which is being litigated in the United States District Court for the Northern District of California, appears to confirm early predictions that the SEC, with Chair Gary Gensler at the helm, would aggressively police the securities markets for insider trading. [read post]
6 Oct 2021, 5:27 am
Nelson, J.D.SEC Chair Gary Gensler issued a public statement in which he said he had directed Commission staff to review the rules applicable to exchange-traded products (ETPs) with respect to the risks such products pose to both retail investors and sophisticated investment managers. [read post]
3 Sep 2021, 2:33 pm
J.D.SEC Chair Gary Gensler, on September 1, 2021, addressed the European Parliament Committee on Economic and Monetary Affairs about predictive data analytics, digital engagement practices, financial stability, crypto assets, and issuer environment, social, and governance (ESG) disclosures. [read post]
16 Jul 2021, 6:19 am
In prepared remarks on June 23, 2021, Chair Gary Gensler of the Securities and Exchange Commission (SEC) provided additional insight into the commission’s recently announced regulatory agenda and its shift in priorities. [read post]
7 Feb 2022, 5:25 am
SEC Chair Gary Gensler issued a statement before the Financial Stability Oversight Council on financial resiliency of capital markets with regard to money market funds, open-end bond funds, and hedge funds. [read post]
28 Apr 2022, 5:57 am
By Lene Powell, J.D.In remarks at City Week, SEC Chair Gary Gensler outlined targeted initiatives to improve transparency, resiliency, integrity, and access in fixed-income markets. [read post]
25 Jan 2022, 3:30 am
It’s no secret that rule amendments to enhance cybersecurity disclosure are on the SEC’s agenda, but in a speech yesterday at Northwestern Law School’s annual Securities Regulation Institute, SEC Chair Gary Gensler provided a little more color as to what public companies might expect to see in a rule proposal. [read post]
25 Jun 2021, 5:49 am
[On June 7, 2021], in remarks before the WSJ’s CFO Network Summit, SEC Chair Gary Gensler scooped the Summit with news of plans to address issues he and others have identified in Rule 10b5-1 plans. [read post]
18 Jul 2023, 8:16 am
By Suzanne CosgroveSEC Chairman Gary Gensler was enthusiastic about the promise of AI in remarks Monday at the National Press Club luncheon, stating AI could open up opportunities from healthcare to science to finance, the SEC chairman said. [read post]
19 Mar 2021, 6:04 am
Gary Gensler, President Biden’s nominee to be Chairman of the U.S. [read post]
15 May 2023, 2:10 am
In his remarks before the International Swaps and Derivatives Association Annual Meeting on May 10, SEC Chair Gary Gensler gave his two cents on the debt ceiling, and I can’t say they’ll help me sleep better at night. [read post]
